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Conflicts over Locally Unwanted Land Uses (LULUs): Reasons and solutions for case studies in Izmir (Turkey)

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ContentslistsavailableatScienceDirect

Land

Use

Policy

jou rn al h om ep a g e :w w w . e l s e v i e r . c o m / l o c a t e / l a n d u s e p o l

Conflicts

over

Locally

Unwanted

Land

Uses

(LULUs):

Reasons

and

solutions

for

case

studies

in

Izmir

(Turkey)

˙Ilgi

Atay

Kaya

a,∗

,

Nursen

Kaya

Erol

b

aDokuzEylulUniversity,FacultyofArchitecture,DepartmentofCityandRegionalPlanning,TinaztepeKampusu,DogusCad.No:209,35160Buca,Izmir,

Türkiye

bIzmirInstituteofTechnology,FacultyofArchitecture,DepartmentofCityandRegionalPlanning,35430Urla,Izmir,Türkiye

a

r

t

i

c

l

e

i

n

f

o

Articlehistory: Received21July2015

Receivedinrevisedform4July2016 Accepted14July2016

Availableonline25July2016 Keywords:

LocallyUnwantedLandUses(LULUs) Landuseplanning

Conflictresolution Solidwastefacilities Fisheries

Quarries

a

b

s

t

r

a

c

t

Landuseplanningaffectsmanydifferentandusuallyconflictinginterests.Whileeverylanduseplanning decisionhasapotentialofcreatingconflicts,LocallyUnwantedLandUses(LULUs)arethemostconflict facingsubjectsinurbanlanduseplanningprocesses.Thispaperaimstoanswerthequestion“whatare thereasonsandsolutionsforconflictsintheplanningprocessesofLULUs”.Thispaperisbasedona researchexaminingLULUcasesin ˙Izmir,Turkeyincludingsolidwastefacilities,fisheriesandquarriesto findoutthereasonsandthesolutionsforLULUconflicts.Theresearchfindingssuggestthattheconflicts stemnotonlyfromnegativeeffectsofLULUsonenvironmentandcommunitybutalsofromprocedural deficienciessuchaslackofknowledgeandlackoftrust.Thefindingsalsocallforplanningprocesses withmoreconsiderationoflocallevelandpublicparticipationseekingforconsensus.Meanwhile,the conclusionsunderlinethelimitationsforthesuccessofparticipatoryprocessesinwhichconflictsare resolvedwithattemptsincludingsymbolicbenefitsratherthanconsideringexactinterestsoflocalpeople. ©2016ElsevierLtd.Allrightsreserved.

1. Introduction

Landuseplanningisbotha technicalanda politicalprocess

inwhichmanydifferentinterestgroupsareaffectedbyplanning

decisions(Kaiser et al.,1995; Chabot and Duhaime,1998).The

interestgroupsincludeelectedandappointedofficials,developers

andlandowners,localresidents,representativesofspecialinterests

suchasneighborhoodpreservationandenvironmental

conserva-tionandlandplanners(Kaiseretal.,1995;Jonesetal.,2005),and

otherpeopleaffected byplanningdecisions.Land useplanning

faceswithconflicts(Jonesetal.,2005;PeltonenandSairinen,2010)

becauseofthesedifferinginterests.

Conflictsemergeinlanduseplanningespeciallywhiledealing

withLocallyUnwantedLandUses(LULUs).LULUsarelanduses

withapotentialoffacinglocalconflictsintheirsiteselection

pro-cesses.Theyarelandusesordevelopmentprojectswhich“may

beregionallyornationallyneededorwantedbutareconsidered

objectionablebymanypeoplewholivenearthem”(Popper,1985)

becauseoftheirnegativeexternalitiessuchasbeingnoisy,

dan-∗ Correspondingauthor.

E-mailaddresses:ilgiatay@gmail.com(˙I.AtayKaya),nursenkaya@iyte.edu.tr

(N.KayaErol).

gerous, ugly, smelly;polluting; increasingtraffic; and lowering

propertyvalues(Popper,1983,1985;Nordenstam,1994;Peyton,

2007).Peopleaffectedbysuchexternalitiesusuallyopposetothem (Popper,1985;IshizakaandTanaka,2003;Roggeetal.,2011).

Recentresearchesshowedthattheproblemsinsiteselection

processesofLULUsareusualinmanycountriesaswellasinTurkey.

Whilemanystudiesproposedsiteselectionmethodssuchas

multi-criteria analysis methods (Vasiloglou, 2004; Banar etal., 2006;

Ekmekciogluet al., 2010), many other studies focusedon

con-flictsin thesiteselection processesofLULUs.Theytriedtofind

outthereasonsfortheconflicts(Llurdesetal.,2003;Chungetal.,

2008; Kaliampakos etal., 2011), factorsaffectingacceptance of landuses(Sellers,1993; SteelmanandCarmin,1998)andways

tosolveconflicts(IshizakaandTanaka,2003;Llurdesetal.,2003;

KikuchiandGerardo,2009;Kaliampakosetal.,2011;Chiouetal., 2011;Simseketal.,2014).Thesestudiessuccessfullyexemplified

thetheoreticaldebates intheircaseareas; however,onlyafew

studiesmadeacomparisonofvariousLULUtypes.Besides,onlya

fewdiscussedtherelationshipbetweenplanningprocessandland

useconflictsbyusingexamples.TheresearchesinTurkey

includ-ingthecasesofNIMBYsyndromerelatedwithLULUs(Palabıyık

etal.,2010),siteselectionmethodsofunwantedlanduseswithout

focusingontheirconflicts(Banaretal.,2006;Ekmekciogluetal.,

2010),amediationpracticeinresolvingthedisputesaboutpower

http://dx.doi.org/10.1016/j.landusepol.2016.07.011

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84 AtayKaya,N.KayaErol/LandUsePolicy58(2016)83–94

plantproject(Müezzino˘glu,2000),areexamplesoftheattempts

toevaluatetheconflictresolutionpracticesofTurkey.The

legisla-tioninTurkeyisclaimedtoinadequatelyhandlethecollaborative

approaches,participationandalternativedisputeresolution

tech-niques(Ozceviketal.,2010;Yılmaz,2012).Ratherthanlegislations,

informal mediationpractices are used in Turkish society when

honorandself-respectareatstake(Yılmaz,2012).

Thispaperisbasedonaresearchexamining27LULUcasesin

˙Izmir,Turkey(AtayKaya,2014).Thecasestudiesinclude

exam-plesofthreedifferentLULUtypesexperiencingthreedifferentsite

selectionprocesses.Theresearchexaminessolidwastefacilities,

fisheriesandquarrieswhichmightbeconsideredasthemost

fre-quentlymentionedLULUconflictsin ˙Izmirinrecentyears.Withthis

study,weaimtofindoutthereasonsforconflictsandtoemphasize

theissuestobeconsideredinplanningprocessesforpreventingor

resolvingtheseconflictsin ˙Izmircase.

2. PlanningforLULUs

LULUsincludemostofthelandusecategoriessuchas

indus-try,transportation,technicalandsocialinfrastructureandhousing.

Whilenoteverylandusetype inthesecategoriesisaproblem,

someofthemlikelowincomehousing,slumsandsheltersforthe

homelessforhousingcategoryordrugtreatmentcentersand

men-talhealthfacilitiesfor healthcategory arenotdesirable forthe

neighboringcommunity.

LULUsaremostly related withNIMBY(not inmy backyard)

movement(Schively,2007;Peyton,2007).PeoplehavingNIMBY

approacharemostlyawareoftheneedofthefacilitybutdonot

wantitnearthemselvesintheirneighborhoods,districtsor

vil-lages.WhenthereisaNIMBYmovementagainstLULUs,theland

allocationprocessbecomesmorecomplicated.Ontheotherhand,

ithasaprogressiveeffectondecisionsbyaddressingissuesweakly

concernedbylocalcommunities.

Resolvingconflictsrequiresatfirstadeepunderstandingoftheir

reasons.Reasonsmaybesubstantialandrelatedwith

characteris-ticsofconflicts.Levels,focuses,typesofconflict,partiesinvolved,

strategiesofopponents,andimpacts ofconflictsoncommunity

indicatecharacteristicsofconflicts(Kaiseretal.,1995;Jonesetal.,

2005;LamandWoo,2009;WhettenandCameron,2011).Conflicts

mayhaveloworhighlevelsofdisagreement.Theymaybe

exter-nalorinternal. Theymayoccurbetweentwo parties orwithin

largegroupsof people.Theseissues provideinsightsfor

under-standingcharacteristicsoflanduseconflicts.LULUconflictscanbe

causednotonlybytheirenvironmentalimpactssuchasodoror

noisebutalsobyotherproceduralfactorssuchasdistrust,

politi-calreasonsandlackofknowledge.Thereforeunderstandingthese

factorsaffectingthemisessentialforconflictresolution(Popper,

1985;Bassettetal.,2002;IshizakaandTanaka,2003;LamandWoo, 2009;vonderDunketal.,2011;Roggeetal.,2011;Whettenand Cameron,2011).

For a smooth process there is a need for utilizing conflict

minimizationand resolution strategies. Thestrategies basedon

technical and ethical concerns include competent siting

prac-tice,consideringlocal,environmental,socialcriteria, developing

trust, utilizing from multi-disciplinary approach (Nordenstam,

1994;Been,1994;Forester,1999;Carpenter,1999;Elliottetal., 2003;Healey,2003;Klosterman,2003;Llurdesetal.,2003),and

usingcompensationandtechnology(Ozawa,1999;LamandWoo,

2009; Chiou et al., 2011;Lesbirel, 2011).Besides,participatory

approaches suggestconflictresolution methods suchas

media-tion,facilitation,negotiation,collaborationandconsensusbuilding

(Forester,1999;Innesand Booher,1999; Straus,1999; Andrew, 2001;Margerum,2002;GoldsteinandButler,2010;Cullenetal., 2010).

3. LULUsin ˙Izmircase

Withatotalpopulationof4.168.415(TurkStat,2015) ˙Izmiris

thethirdlargestpopulatedcityin Turkey.Composedof30

dis-trictsthismetropolitancityinvolves35conflictfacingLULUtypes.

Amongthose,threeLULUswithongoingsiteselectionconflictsare

examinedinthisstudy(Fig.1):

1.Solidwastefacilitycases:forthistypethestudyexaminesthe

existingsolidwastefacilityinHarmandalıandproposedareas

inTorbalı,Menemen,Gökdere-Kaynaklar,Menderes,Yamanlar

andÖdemis¸.Theexistingfacilitybuiltin1992hadcompletedits

capacityin2007.Sincethenprotestshavebeenlastingtoclose

theareaassoonaspossible.Ontheotherhand, ˙Izmir

Metropoli-tanMunicipality (IMM) is searching for alternative sites but

couldnotfinalizetheprocessastheproposedlocationsarenot

acceptedbytheirlocalities.

2.Fishery cases: the study examined the fisheries in

Demir-cili, Sı˘gacık, Saip-Ambarseki, Küc¸ükbahc¸e, Ildırı-Gerence and

Mordo˘gan.Anotification abouttheirlocationcriteriais

pub-lished in 2007 and a protocol determining potential fishery

locationsissignedin2008.Despitenotificationsabouttheir

loca-tions, transfertodeeper waterand permissioncancellations,

protestsremainsince2005withreasonssuchasseapollution

andeffectstotourism.

3.Quarrycases: theconflictfacingquarriesare locatedor

pro-posedtobelocatedinGermiyan, Ya˘gcılar,Nohutalan,Özbek,

Karaburun,Kösedere,Pınarbas¸ı,Belkahve,Gökdere-Kaynaklar,

C¸akmaklı,Yenmis¸-Akalan-Ansızca,C¸ambel,

Karakuyu-Yeniköy-C¸ilemeandAhmetbeyli.Theconflictsaboutthequarriesbegan

inBelkahve in1992and resolvedthroughtheirtransfertoa

moreacceptablelocationin2010;howevertheconflictsinother

locationscontinue.

3.1. Method

Theresearchstartswiththequestion“Whatarethereasons

ofandsolutionsforconflictsinplanningprocessesofsolidwaste

facilities,fisheriesand quarriesin ˙Izmircases?”.Toanswerthis

questionthestudyappliedqualitativetechniquesincluding

doc-umentanalyses,mediasearch, in-depthinterviewsandcontent

analysis.Thedataiscollectedfromthearchivesoflocal

institu-tions,chambersandnewspapers. ˙IzmirMetropolitanMunicipality,

ProvincialDirectorateof Environmentand Urbanism,Provincial

Directorate, ˙IzmirBarAssociationand ˙IzmirBranchesofChamberof

CityPlannersandChamberofEnvironmentalEngineersarevisited.

Theweb-basedarchivesofnationalandlocalnewspapers,related

organizationsand blogsare searched.Thedocumentsincluding

reports,books,plans,photos,inventories,pressreleases,court

deci-sionsaresearchedandtheopinionsoftheexpertsandlocalpeople

arenoted.

Thispreliminaryresearchguidedtodeterminethecase

loca-tionsandinterviewees.35conflictfacingLULUtypesare found

andrankedduetotheconflicts’intensities.Amongthose,firstly

nineLULUswhichwereprotestedbylocalpeoplewithmeetings

andtookplaceinmediamoreareselected.Theseareminesand

quarries, electricitygeneratingstations, communication towers,

watchingstations,loudentertainmentfacilities,dams,shopping

malls,solidwastefacilitiesandfisheries.Thenthreeofthem–solid

wastefacilities,fisheriesandquarries-arechosen.Ratherthanall

solidwastefacilities,fisheriesorquarriesinthecitythestudy

con-sideredonlyconflictfacingLULUs.Sevenconflictcasesaboutsolid

wastefacilities,sixcasesaboutfisheriesandfourteencasesabout

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AtayKaya,N.KayaErol/LandUsePolicy58(2016)83–94 85

Fig.1. ThreeconflictfacingLULUsin ˙Izmir(Photosbyauthorsontheleft;photosfromMilliyetarchive(Milliyet,2004–2012)ontheright).

Table1

Numberofintervieweesduetocasesandgroups.

Cases InterviewedGroups

MetropolitanMunicipality PublicInstitution DistrictMunicipality Headmen(Muhtar) Privatesector NGOs University Total

SolidWasteFacilities 6 6 8 5 0 4 1 30

Fisheries 0 5 7 9 2 6 3 32

Quarries 0 5 11 14 3 4 1 38

Totalwithoutduplications*) 6 8 17 25 5 7 4 72

*Duplicationsoccurwhenanintervieweeanswersformorethanonecases.

Theresearchaimedtoreachtheknowledgeandopinionsof

dif-ferentpeoplefromdifferentpartiesandtofacilitatethecomparison

ofvariouscasesbyusingasetlistofquestions.Withthisaim

in-depthstructuredinterviewtechniqueisemployed.19open-ended

questions(AppendixA)areaskedtoall72intervieweesfromthe

partiesinvolvedintheprocessincludingpublicinstitutions,local

people,non-governmentalorganizations,privatecompaniesand

universities(Table1).Foradeepunderstandingoftheconflictsthe

casestudiesareexaminedthroughcontentanalysis.

Thereasonsandproposalsare discussedoncase findingsby

referringtorelatedliterature.Thefollowingfindingsincludeboth

actors’perspectivesandourobservations.

3.2. Reasonsforconflicts

Conflictsin threeLULU casesin ˙Izmir arecaused by several

substantiveandproceduralfactors.Insubstantiveandprocedural

distinctionbysubstantivewemeanthereasonsdependingon

out-comesandbyproceduralwemeanthereasonsonprocessesasin

thedistributionalandproceduraljusticedistinction(Been,1994;

Cutter,1995).Whilethesubstantivereasonsarebasedon

charac-teristicsofLULUssuchastypes,locations,impactsofthemandtheir

economicorpoliticaloutcomes,theproceduralreasonsarerelated

withdecisionmakingprocesssuchasdecisionmakingapproach,

technicalprocedures,roleofactorsintheprocess.

3.2.1. Substantivereasons

OnecategoryofsubstantivereasonsforconflictsareLULUtype

relatedreasonsincludingthreeissues:(i)someLULUtypesare

pri-vateinvestments,soconceivedasawayofgettingprivaterevenue

fromnaturalresourcesasin fisheryand quarrycases,(ii)some

typesarenotconsideredasnecessitiesforthecommunity(i.e.

fish-eries),(iii)forsomeLULUtypesalthoughtheyarenotconsidered

asproblemthemselves,theiradditionalfacilitiesareopposedby

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86 AtayKaya,N.KayaErol/LandUsePolicy58(2016)83–94

Fig.2. LocationsofthreeconflictfacingLULUsin ˙Izmir(producedbyauthorsonGoogleEarthimage).

AsecondsubstantivereasonisLULUlocation.Puttingafacility

inthewronglocationisoneofthefailuresofthesitingprocesses

(O’Hareetal.,1983).Locationbasedconflictcreatingissuesare(i)

geologic,topographicandothernaturalcharacteristicsofthesites

hostingLULUsasinfisheriesinclosedbaysorsolidwastefacilities

insiteswithpermeablegrounds,(ii)LULUsnearsensitivelanduses

suchasresidentialarea,agriculturalland,forestsandolivegroves

(i.e.solidwastefacilityproposalnearTahtalıBasinConservation

AreainMenderes,quarryproposalnearantiquecityinAhmetbeyli

andfisheriesnearfertilityzonesofsealsinKaraburun),(iii)LULUs

closetoadministrativeboundariesmayaffectthepeopleresiding

inneighboringsettlementsandnotconsideredindecisionmaking

processes(i.e.fisheriesinSı˘gacıklocatedinUrlaboundaries),(iv)

thepossibilityoflosingthepositiveimageofthedistrictorcity(i.e.

CittaSlowimageinSı˘gacık),(v)LULUslocatedonprivatelyowned

landsobjectedbythoseowners(i.e.solidwastefacilityinÖdemis¸).

ThethirdsubstantivereasonisbasedonLULUimpactssuchas

impacttoecosystem,environmentalpollution,possiblediseases

causedbypollution,dust,noise,odorproblems,visualpollution,

environmentalstress,trafficproblems andpsychologicaleffects

(i.e.odorandmosquitoproblems,seagulls,explosionriskofthe

existing disposalsite in Harmandalı, poured waste fromwaste

transfervehicles,proximity oftheproposedsolid wastefacility

topublicsportsareaandyouthcenterinYamanlarinsolidwaste

facilities;seapollution,eradicationofspecies,damagetosealsand

disturbanceofquietnessinfisheries;anddustandvibrations,

pos-sibledamageto1000yearsoldtreesinKaynaklar,anincreasein

cancercasesinYa˘gcılar,electricalenergycuts,damageinroadsin

quarries;economiccostsincludingvaluelostinlands,effecttolocal

sectorssuchasfishingandlivestockfarming).

The fourth reason is related with

politicalandeconomicexpectationsandoutcomes (Campbell

etal., 2000).Somegroups havingdifferentpolitical approaches

than IMM opposed to theirproposals (i.e. solid waste facility).

Similarly, groups having different political positions than the

centralgovernmentopposedtotheactionsoftheirpolicies(i.e.

quarries).Competinginterestsofvarioussectors(i.e.fisheriesvs.

tourism),rivalcompaniesof thesamesector (i.e.quarries)and

expectationofpersonaleconomicgainsincreasedLULUconflicts.

3.2.2. ProceduralReasons

Procedural reasons affect conflicts as much as LULU

char-acteristics based reasons. One of the procedural reasons is

the decisionmakingapproach. The top-down decision making

approaches causeconflicts (Roggeet al.,2011).Local peoplein

many cases criticized the top-down approaches describing as

decision making “from theiroffices” or “from Ankara”without

investigatingorseeingthesite.AnintervieweefromKemalpas¸a

Municipalitysaid:“Itisnotaskedtolocal.WhenonlyAnkara

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AtayKaya,N.KayaErol/LandUsePolicy58(2016)83–94 87

canimmediatelycompletetheirworks.Mostly,local(people),local

governmentandmunicipalityshouldbeactive.”

Conflictsaboutdecisionmakersareseveral.Whileinsolidwaste

caseslocal intervieweesthink that“the mayorand hisfriends”

decide,infisheriesandquarriesprotestorscriticizetheprocessas

theprivatecompaniesdecidethelocationsoftheirinvestments.

Anotherissueisabouttheinvolvementoftheplannersasdecision

makers.Somegroupscriticizedthedecisionmakinglacking

plan-nerswhichisperceivedtoresultwithsiteselectionsinappropriate

toplanningobjectives.Insolidwastefacilitycases,previous

deci-sionsweremadewithinaplanningprocessinwhichplannersonly

controlthedecisionsmadebyengineers;whereasrecentdecisions

weremadebyacommissionincludingplanners.Ontheotherhand,

infisheryandquarrycasesthesiteselectionprocessesdepended

onpermissionsandthelocationsdidnothavetobeincludedin

urbanplans.Therewasnoroleforplannerinpracticeoffisheries

andquarries.TheparticipationmeetingsinEnvironmentalImpact

Assessment(EIA)processaretoldtobesymbolicbysome

oppo-nents.An academicianfromFaculty of Fisheriesmentioned his

negativeimpressionaboutthismeetingas:

“MinistryofEnvironmentorganizedameeting(todecidepotential

locationsforfisheries)inC¸es¸me.Allstakeholdersattendedtothe

meeting.MarineCounsellorship,ProvincialDirectorateof

Agricul-ture,Military...Theworkshoptookthreedays.Inthelastday,a

counselorfromAnkaracameandannouncedthetextinhishand.9

EylülUniversitywasthere.IwasparticipatedfromEgeUniversity.

Everythingwasalie.Theyputallthestakeholderstogetherand

thenamancomesandmakesatextaccepted.Andhesays‘isthere

anyacceptersandrejecters?’.Theyexcludeduniversitiesfromthe

signaturelist.Suchantidemocratic...”

Lackofopenandtransparentprocessesalsofacewithconflict.

SomeopponentsofsolidwastefacilitiescriticizedtheIMMnotto

betransparentinsiteselectionprocessofsolidwastefacilities(i.e.

Bornova).

Technicalproceduresanddeficienciesareotherprocedural

rea-sons.Someconflictsemergedbecauseofthelackofinvestigation

according tosome groups. In Bornova solid waste facility case

someactorsweresuspiciousaboutthecriteriaofconsideringwind

andsundirectionsinsiteselection.InMenemensolidwastecase

site selection was blamed tobe doneby looking fromGoogle.

SomeLULUsfacedconflictsbecauseoftemporaldeficiencieslike

weaknessesinmeetingdeadlines(Kunreutheretal.,1991,1993;

Andrew,2001),beinglateintheirsitedecisionsortimeofinforming

localpeople.AnalternativesitetoHarmandalısolidwastefacility

shouldbefoundbeforeitscapacityexpired.Anothertechnical

defi-ciencyistheinconsistencywithexistingplans/regulations.Assome

landusedecisionsaremadeincrementally(i.e.solidwaste

facili-ties)oronlywithpermissionsofsomeinstitutions(i.e.quarries)

theymaybeinconsistentwithupperscaleplans.

Roleofactorsintheprocessisalsoregardedasoneofthe

proce-duralreasons.Personaldifferencesareoneoftheimportantsources

ofconflicts(WhettenandCameron,2011).Characteristicsand

per-spectivesoftheactors,theirapproachestotheproblemandto

eachothercausevarietiesinapproacheswithinandbetweenactor

groups.

• Approachesofpartiestothereasonsofproblems:opponentgroups

usuallyfocusedontheeffectsofLULUstolocalpeople.Actors

fromIMMfocusedontechnologicaldevelopments.Therewere

both opposingand supportingactors frompublicinstitutions

whomainlyemphasizedtheconsistencywithregulations.While

someheadmen(electedofficialsinvillagesordistricts,mukhtars)

toldthatfisheriesincreasedtheamountoffishhuntedbylocal

fishermen,someotherstoldthattheyaffectedbadly.Private

sec-tor’scritiquesontheprocessweresimilarthattheyhadtoface

protests althoughtheyacted appropriate toregulations. They

calledforgovernmentinterventionandcontrolforsolvingthese

problems.

• Approaches of parties to the level of disputes: some parties

approached to conflicts asmovements of all peopleliving in

the district whereas some parties approached to conflicts as

small movements of a few shouting people (i.e. in C¸akmaklı

caseheadmantoldthatallvillagersopposetoquarrieswhereas

intervieweefrommunicipalitytoldthat10–15peopleopposeto

them).Prejudicewasalsoareasonofconflictsforsomeactors.As

LULUsare“unwanted”,hearingtheirnamesmaybeenoughfor

protestinginsomecases(i.e.solidwastefacility).

• Approachesof partiestootherparties:approachesexcludingor

forcing localpeople increasedconflicts.There wasa problem

aboutforcingandrudeapproachesinquarrycases.Eventhere

weresomeheadmenfacedwiththreatsofmineowners.Trust

ordistrustingovernmentalsoaffectstheemergenceofconflicts

(O’Hareetal.,1983;Baxteretal.,1999;IshizakaandTanaka,2003; Elliottetal.,2003;LamandWoo,2009).Whenlocalpeopledid

nottrusttodecisionmakersorthecompanies,theconflictsget

biggerandharder.Insomecases,localpeopledidnotbelievethat

theprecautionsinEIAreportswouldbetaken(i.e.quarries)and

thepromisedtechnologywouldbeused(i.e.solidwastefacility).

Allgroupsstateddistrustasunderlyingfactorofconflicts.The

distrustisusuallyrelatedwithexistingbadexamplessuchasthe

proximityofsolidwastefacilityinHarmandalıtoresidentialareas

becauseofthedevelopmentpermissionsgiven afterits

estab-lishment,theirregularandtechnologicallypoorfisherieslocated

inshallowwaterbeforetheregulation,andquarriespermitted

withouttechnicalexpertsandenvironmentalprecautionsbythe

previousregulation.Aheadmanopposingoneoftherecentcases

ofthesolidwastefacilityexplainedtheiroppositionreason:

“Weprotested.Why?Becauseofthat ˙IzmirMetropolitan

Munici-palitydidnotfulfillthepromises.Forexample,levelcrossingand

overpasswerenotbuilt.(...)Wewillnotbeopposedintheevent

thatMunicipalitywilldo(waste)facilitiesashe(theMayor)said.

Itwillhavebenefitsforthedistrict.Weareagainstthisbecausewe

donottrustMunicipality.”

Onthecontrary,anotheropponentintervieweeinthesamecase

toldthattherewasnodistrustandIMMhaddonethenecessary

feasibility.

• Effect of political actors: politicization of development issues

(Bassettetal.,2002),lackofbalancebetweenparties(Andrew,

2001) and siting decisions influenced by political pressures

(O’Hareetal.,1983)causeconflicts.Theinvolvementofpowerful

politicalactorstomanipulatethedecisionsinbothsiteselection

andconflictprocessesincreasedthelocalmovementsinthecases.

It issaidthat potentialfishery locationsaredecidedbythose

actors.Also,MinistersexplainedthatTorbalıwasnotsuitablefor

solidwastefacility.Changeindecisionsthroughthose

interven-tionsarosethequestionofwhytheychangedwithpoliticalpower

iftheywerescientificallysuitable.

• Effectofmedia:theroleofmediainconflicts(Bassettetal.,2002;

Roggeetal.,2011)hadtwo-foldeffectsincasestudies.First,it

increasedtheeffectivenessandrecognitionofthelocal

move-mentsandprotests.Second,itspreadbiasednewsdirectedby

powerfulsectorgroups(i.e.fisheries).

• Characteristicsofthecitizensin ˙Izmir:peoplelivingin ˙Izmir

dif-feredfrommany othercitiesin thecountryin termsof their

responsesandlevelofbeingoriented. Someintervieweestold

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88 AtayKaya,N.KayaErol/LandUsePolicy58(2016)83–94

problems;theywouldfightfortheirrights,takepartinprotests

fearlesslyandlearnthewaysofgettingtheirrights.

• Actors’levelofknowledge:theeffectofinadequateinformation

inconflicts(O’Hareetal.,1983;Roggeetal.,2011;Whettenand

Cameron,2011)interpretedinseveralwaysincasestudies.Some

partiestoldthatthepeoplewhoknowtheirrightsparticipate

inprotestsandotherswithoutknowledgedonot.Ontheother

hand,someparties toldthattheyprotestbecausetheydonot

knowthetechnology(i.e.solidwastefacility)orcharacteristics

offacilities(i.e.fisheries).Thelessinformationandknowledge

interestgroupshaveabouttheissue,thebiggerproblemsget.In

fisherycases,somepartiesincludinguniversity,publicinstitution

andprivatesectorblamedopponentstohavewrongknowledge

aboutthefisheriesandtheireffectstoseas.Anengineerfrom

ProvincialDirectorateofAgriculturementioned:

“(People opposeto fisheries)because theyarewronginformed.

Becausetheythinkitpollutes;thatistheapparentreason.Thereal

reasonistheshareofplaceandnottodominatethatplace.The

coastusersdonotwant.Thereisnothingscientificthatfisheries

createpollution.Thereisknowledgepollutioninthissubject.The

expertsofthissubjectdonotsayitpollutes.”

3.3. Resolvingconflicts:whatisdone,whatshouldbedonefor

˙Izmircases?

LULUconflictscanbeminimizedandresolvedbyusingseveral

strategies.Casestudiesareanalyzedtoclarifywhetherdecision

makersusedthesestrategies.Therearesomeattempts of

deci-sionmakerstominimizeandresolveconflicts.Howeverinallcases

theseattemptswerefoundinsufficientbythemajority.The

follow-ingpartpresentsmainstrategiesappliedbythedecisionmakers

andthendiscussesappropriateproposalsforcasestudies.

Themainconflictminimizationandresolutionstrategiescanbe

categorizedintwogroups:

3.3.1. Strategiesbasedontechnicalandethicalconcerns

(i)Recognitionofconflicts is the preliminary step for solution

(Forester,1999);however,someintervieweesfromdecision

makinginstitutionsincasestudiesunconsciouslytoldthatthe

processwassuccessfulandsmooth.Decisionmakersshouldbe

awareofthereasonsforconflicts,conflictingpartiesandtheir

interests.

(ii)Consideringtechnicalcriteria is a requirement for

compe-tentsitingpractices(Nordenstam,1994;Elliottetal.,2003).

Decisionmakersinallcasespaidattentiontotechnical

require-mentsforthefacilitiesbuthadweaknessesinadditionalethical

principlesandparticipatoryapproacheswhicharedetailedin

thefollowingparts.

(iii)Principlesoftrustandequity: besidetechnical criteria there

isalsoaneedforfulfillingtheprinciplesoftrustandequity

to minimize conflicts about LULUs (O’Hare et al., 1983;

Kunreutheretal.,1991,1993;Nordenstam,1994;Elliottetal., 2003; Llurdes etal., 2003).TheLULU site selection criteria

weretechnical;therefore,lackingtheequityprinciple.

How-ever,therewerenoproofsofinequityinallcases.Developing

trustwasalsoalackingprincipleinthesethreesitingprocesses.

(iv)Considerationofpost-sitingandexternaleffects (Been,1994;

Klosterman, 2003) andusingmitigationmeasures (Lam and

Woo,2009)areessentialforconflictminimization.Decision

makerstendtoimprovetheconditionsoftheexistingfacilities

(i.e.rehabilitationprojectforHarmandalısolidwastefacility,

transferofquarriesinBelkahvetoamoreacceptablelocation

withoutavisualpollutionandtransferoffisheriestodeeper

water) andprefertousenewtechnologytosolveconflicts.

Thereshouldbefurtherprecautionsforexternaleffectsand

regularcontrols.

(v)Community opposition can be prevented by

consideringthelocalconcerns(LamandWoo,2009).Interests

oflocalpeopleareexcludedfromthecurrentdecisionmaking

processesinmanycasesforfisheriesandquarries.Itshould

betheresponsibilityof publicinstitutionstoconsiderlocal

needsandinterests.

(vi)Multi-disciplinaryapproaches (Nordenstam, 1994) and

multi-criteriaanalysismethods(Vasiloglou,2004;Banaretal.,

2006;Ekmekciogluetal.,2010)arerequiredfor technically

competentdecisions.EIAprocessinvolvesvariousdisciplines;

however,plannersare excludedfromprocessesof fisheries

andquarries.AstheLULUconceptrelatesvariousdisciplines

suchassociology,economy,environmentalmanagementand

planning,theirexpertsshouldbeinvolvedindecisionmaking

processandtheircriteriashouldbeconsidered.

(vii) Comprehensivenessinapproachingtotheproblemisneeded

topreventconflicts.Locationdecisionsofcasestudiesaremade

withanincrementalapproach.Suchlargepublicservice

deci-sionsshouldbemadewithintheplanningofthewholecity;

thus,furtherdevelopmentpermissionsandneighboring

dis-trictswouldnotbeaproblem.

(viii)Alternativezoningtechniques(Roberts,1988;Levy,2000)may

facilitateminimizingconflicts.Landuseplanningregulations

inTurkeyaresostrictthatdonotprovidechancesforthem.

Withsuchtools,hostingcommunitiesmaygetsomeincentives

aboutdensities,theirdevelopmentrightsmaybetransferred,

somecontractsmayspecifytherequirementsforLULUs,and

someimpactfeesmaybepaidforlocalcosts.

(ix)Among various forms of compensation stated in literature

(O’Hareetal.,1983;LamandWoo,2009;Chiouetal.,2011;

Lesbirel,2011),casestudiesin ˙Izmirusedstrategies

includ-ingprovidingawantedlanduse,bargainingthroughmoney

and improvement of facilities, and suggesting gifts. Money

paymentsareunlikelytosolveoppositionsdependingon

inter-ests‘notforsale’asO’Hareetal.(1983)mentioned.Decision

makersshould“focus onbargainingratherthangift-giving”

(O’Hareetal.,1983).Asthegiftsweregivenwithout

query-ingtheexactinterestsoftheopposinggroups,thispointfit

Fainstein(2000)critiqueofnegotiationsincludingresults

sat-isfiedtheonlysymbolicbenefitsbecauseofthreatandbias

intheprocess.Besides,negotiatedcompensationafter

fulfill-ingthemitigationandcontrolmeasuresmayimproveconflict

resolutionprocesses (O’Hare etal.,1983; Kunreutheretal.,

1993).

3.3.2. Strategiesbasedonparticipatoryprocess

(i)Publicparticipation,deliberationandlearning: the ongoing

decisionmakingprocessesofmanyLULUsinTurkeyissimilar

tothe“decide-announce-defend”process(Ducsik,1978,cited

inO’Hareetal.,1983;Forester,1999).However,itisawrong

waytochoosea‘bestsite’andadvocateit(O’Hareetal.,1983).

TheintervieweefromMenemenLeftBankIrrigationAssociation

hadasimilaropinioninwhichhesaid

“MetropolitanMunicipalityshouldnotdecidealone.Theyshould

ensureconsultationwithnongovernmentalorganizationsandlocal

administrators.Onelocationisnotenough.It(wastefacility)should

beinfour different locations. Opinionsof everybodyshouldbe

taken.Ifwelivetogetherweshoulddecidetogether.Conflict

reso-lutionshouldhavecompromise.”

Participatoryapproaches(Kunreutheretal.,1991;Nordenstam,

1994; Baxter et al., 1999; Carpenter, 1999; Forester, 1999; Margerum,2002; Healey,2003)couldnotbesuccessfully

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agedbydecisionmakersinthecasestudies.Indeed,theongoing

regulationsdonotrequireparticipatoryplanningprocessesexcept

EIAprocess.Theregulationsweremainguidesfordecisionmakers.

Theoppositionswerenotconsideredwhentheprocessislegally

competent.EIAprocessisseenasasuccessfulparticipatory

pro-cessbysomegroupswhileforsomeothersthisparticipationwas

forthesakeofformalitybutnotanefficientone.Someopponents

criticizedtheprocessinwhichprivatecompaniestook‘EIAisnot

needed”reportbyshowingtheircapacitieslower.

Asstatedintheproceduralreasonsforconflicts,the

participa-toryaspectsofthemeeting forpotentialfisherylocationswere

indoubt.Althoughvariouspartiestookpartandaprotocolwas

signed,theinterviewsfrompublicinstitutions,universityand

pri-vatesectorcriticizedtheprocessandtoldthatnegotiateddecisions

oftheparticipantswerenotapprovedbutthetextbroughtbya

counselorwassigned.Thesenegativejudgementsshowedthatthe

successoftheparticipatorydecisionmakingattemptforfisheries

wasquestionable.

IntervieweesfromIMM haddifferentviews onparticipatory

conflictresolution.Whileoneexpertpromotedparticipatory

pro-cesses,anotheradvocatedthatthedecisionmakerhasarightto

selectthesite;thereforethereisnoneedtocompromisewithlocal

peopleifthesitefulfillstechnicaldetailsandregulations.Similarly,

anotherintervieweestatedthattherewouldbenosolutionifthe

processisparticipatoryandanothersaidthattherewouldbepeople

whocannotbeconvincedwhicheverparticipatorymodelisused.

Theseperspectivesmightbethereasonof lackingparticipatory

approachesinsolidwastecases.Theirattemptsincludefieldtrips

andsitevisitswhichareregardedasfactorspreparingindividuals

toparticipatebyCarpenter(1999).IMMorganizedsitevisitsfor

ChambersanduniversitiesandatriptoGermanyforgood

exam-ples.Theseattemptsincreasepositiveopinionsandovercomethe

conflictreasonbasedonexistingbadexamples.

Foreffectivedeliberationthereisaneedforconsideringboth

substantiveissuesandproceduralissuestogether(Forester,1999).

Decisionmakersinall ˙Izmircasestriedtosolveconflictsbymostly

consideringsubstantivereasons.InsolidwastefacilitycasesIMM

attemptedtopersuadeopponentsbyfocusingonthetechnology

andqualityofthenewfacility.Inquarrycasesthereare

improve-mentsofthebadconditionssuchasdecreasingdustbyusingwater

orrehabilitationoftheareaafterleaving.Infisherycasesdecision

makerstriedtoexplainthatthefisheriesdidnotpollutetheseas.

Manydecisionmakersin ˙Izmircasesdonotconsiderprocedural

problemsanddonotproposeproceduralsolutionsenough.

(ii)Collaborationandconsensusbuilding:collaborativeprocesses

bringingstakeholderstogethertoreachconsensusagreement

ondecisionsarepromotedinseveraltheories(Kunreutheretal.,

1991;InnesandBooher,1999;Elliottetal.,2003;Cullenetal.,

2010).Whilesomeattemptsapproximatingtheseapproaches

aretriedincasestudies,mostofthemfailedbecauseofusing

themafterthedecisions.Face-to-faceinteractionamong

stake-holdersisarequirementofconsensusbuilding(Susskindand

Cruikshank,1987,2006).Communicationwithstakeholdersas

astrategyforcompetentsitingpractices(Nordenstam,1994;

Elliottetal.,2003)wasusedinallthreecases;however,itwas

doneafterthedecisionmade.IMMorganizedsomeface-to-face

meetingswithlocalpeopleandchamberstosolvetheconflicts

about proposed location of new solid waste facility;

how-ever,theaimofthesemeetingswereinformingtheopponents

aboutdecisionsratherthanbuildingaconsensusona

mutu-allyacceptable decision.Chamber ofCityPlanners toldthat

thesemeetingshadonlyapersuasionaimaftermaking

deci-sionsandmainfocuswasontechnologyratherthanlocation.

Nevertheless,itisastepforsolutionintermsofstakeholder

involvement.Ontheotherhand,somelocalpeoplethoughtthe

MayorofIMMhadcollaborationsuggestions;forexamplean

interviewedheadmantoldthat:“Thewasteof ˙Izmir...He(the

MayorofIMM)hadtofindawayout.Heaskedforhelpviamedia.

Hesaid“let”sfindalocationtogether’.”

Collaboratingapproachismorepreferableinreachingall-gain

agreements than theother kinds ofapproaches including

forc-ing,accommodating,avoiding and compromising(Whetten and

Cameron,2011);howeverincasestudiesofallthreeLULUs,

par-tiesdidnothavethisapproachandtheyhadavoiding,forcingand

compromisingapproaches accordingtointerviewees.Anexpert

takingpartinEIAprocessasapublicofficerexplainedapproaches

ofprivatesectoronconflictresolutionwiththesewords

“Entrepreneurstrytofindawayforsolutionwhentheyfeelthe

response.Theysay that‘we shalllistento the publicand their

desires’.However,therearealsosomeofthemwhodonotmake

this.Therearethosewhosay‘thisismyrightinregulationsandI

willdothis’.Therearethosewhosearchforcollaborationwithlocal

people.”

Givingupisakindofaccommodatingapproachinwhichthe

party neglectsits ownneedsand attempts tosatisfytheneeds

of other parties (Whetten and Cameron, 2011). Some location

decisionsweregivenupbydecisionmakersandsomelocal

inter-vieweesregardedthisattemptasasolution.Somedecisionmakers

toldthatcancellationofthedecisionswerenottheresultofprotests

buttheresultoftechnicalorlegaldeficiencies.Besides,thereis

aneffectofpoliticalinterventionsinthecancellationofdecisions

and approachesof partiesin theconflicts.Aninterviewee from

Kars¸ıyakaMunicipalityexplainedthisfortheYamanlarcase:

“Maybe,the centraloffice (ofthe political party)will say ‘stop

thisdispute’andtheissuewillfinish.Itmaynotbedone.Another

locationmaybesearched.Wecannotguesswhathappensin

pol-itics.Otherwise,MetropolitanMunicipalityisinsisting.Karsıyaka

Municipalityisopposing.Compromisewillhappenonlyifthereis

apoliticalthing(intervention).”

Consensus buildingincreased the possibility and success of

implementationofthedecisionwithitsattemptoffindingmutual

gain solutions (Susskindet al., 1999;Susskind and Cruikshank,

2006).Thereweresomeimplementationproblemsincase

stud-iesespeciallyinsolidwastefacilityandquarryproposalswhich

arecancelledagainandagain.Suchproblemsmaybesolvedwith

consensusbuildingprocesses.

Factorsaffectingthesuccessofconsensusbuildingbadlyinclude

complexity and number of issues and people, threats (Elliott,

1999), metropolitanscale (Fainstein, 2000), distrustand lackof

willingness to participate, contextual issues including cultural

and social factors (Carpenter, 1999), perceptions on consensus

buildingasa difficultandtime-consumingprocessandexternal

barriersdisruptingtheprocess(SusskindandCruikshank,2006),

and power imbalances among stakeholders (Carpenter, 1999;

Fainstein,2000).(i)Thecasestudiessufferfromcomplexitywhere

the participantsin most of those disputes includedthe people

fromthe entiredistricts or villages. (ii)Thereare two casesin

whichheadmentoldaboutthreatsfromminingcompanies.(iii)

Besides thesebarriers,participatoryprocesses face obstaclesin

metropolitanareasas ˙Izmirdoes. (iv)In thecase studies,some

opponentshavingnowillingnesstoparticipatetoldthattheywill

nevergiveuptheiropposingpositions.Besides,someinterviewees

frompublicinstitutionstoldthatwhenthedecisionswere

techni-callycompetenttherewillbenothingtobediscussedwithlocal

people.Miningcompanieshavingtheirrightsand powers from

existing legalproceduresdo notmostly wanttonegotiate.This

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90 AtayKaya,N.KayaErol/LandUsePolicy58(2016)83–94

byCarpenter(1999).(v)Theethnic,racial,religiousoreconomic

backgroundsofintervieweeswerenotaskedinthecasestudies

butthereweresomecluesshowingthisvarietyandtheeffectof

contextualissues.Forexample,oneheadmantoldthatthe

quar-riesweresupportedbylowincomegroupstogetfreematerials

fromthecompanies;anotherheadmantoldthat thepeoplenot

opposing to quarries were from an ethnically minority group.

(vi)Interviewed decision makersin thecase studies think that

theprocesseswouldbedifficultandtime-consuming if allactors

participate.(vii)Powerimbalancesamongstakeholdersaffectthe

qualityofconsensusbuildingprocessinfisheryandquarrycases.

Someintervieweessufferedfromtheeffectofpowerfultourism

sectorinmediaandorganizationoflocalpeopleagainstfisheries.

Theconsensus point shouldbe rethought herein terms of the

qualityofdecisions.Arethedecisionssuccessfulwhenthereare

noopponents?Whatiftherearequietedopposingvoices?Then,

governmentauthorityindecisionmakingandconflictresolution

processesofLULUsis aneedtoprovidetheconsiderationofall

voicesinthecommunityonlyifthegovernmentissociallysensitive.

Foraneffectiveprocess,facilitiesshouldbelicensedafter

nego-tiations produce written ‘siting agreements’ as legal contracts

betweendecisionmakers,developersandthecommunity(O’Hare

etal.,1983;Kunreutheretal.,1991,1993;SusskindandCruikshank,

2006). Thereare no suchwritten documentsproduced in case

studiesin ˙Izmir.Indeed,licensingproceduresdonotrequiresuch

agreements.Thetimingandrequirementsofthelicensing

proce-duresshouldberearranged.Theneedforawrittencommitmentis

emphasizedinaninterviewwithaheadmanas

“IftheMetropolitanMunicipalitypromiseswithawritten

commit-mentthatit(thewastefacility)willhavelatesttechnologyanda

notarizedguaranteethattherewillbenoodor,localpeopleofthe

districtmaybepersuaded.”

(iii)Jointfact-finding: it increasestrust and decreases

disagree-mentsabouttechnical issues (Ehrmannand Stinson, 1999).

Thereisadisagreementaboutinformationincasestudies.In

Yamanlarsolidwastefacilitycase,bothdecisionmakerand

opponentmunicipalitieshiredtechnicalexpertisefrom

uni-versitiesaboutsuitabilityorunsuitabilityofthefacility.Also,

infisherycasesthereisadisagreementonpollutingornot

pol-lutingeffectsoffisheries.AheadmanfromKaraburunstated

thatthecourtexpertinvestigatingthefisherieswas“aman

ofthecompany”andgaveareportinfavorofthecompany.

Theheadmandidnottrustthereportsofeventheexpertsof

thecourt.ThissituationfitstheprocessthatO’haredescribed

as“opponentsoftenclaimthatthelocalofficialsare‘inbed’

withthedevelopers”.Therefore,inclusionofthepartiesinto

thefactfindingprocesswouldsolvetrustproblemsintermsof

technicalissues.

(iv)Mediatorsandfacilitators: they support dispute resolution

processes (Forester, 1999; Susskind et al., 1999; Elliott,

1999;Straus,1999;McCorkleandReese,2005;Susskindand Cruikshank,2006)especially incases sufferingproblems of

communicationandtrust(Elliott,1999)asinthecasestudies

in ˙Izmir.Therearesomeinformaltypesofmediationusedby

severalpartiessuchaspublicinstitutionsandpoliticalactors.

AnintervieweefromProvincialDirectorateexemplifiedthese

interventionsinquarrycaseswiththesewords

“Whenlocalpeopleclosetheroadstohinderthefacilitiesofmine

quarriesandpreventvehiclestowork,bureaucratsandpoliticians

intervenesandensuresthecollaborationbetweenlocalpeopleand

managersofminesandquarries.”

Forester(1999) stated professional servicesfirms doing this

mediationand facilitation;however,thistype offirmsdoesnot

existinTurkeybutthereareadvisorybureausservingfor

provid-ingexpertknowledgeratherthanservingmediationorfacilitation.

There are recent attempts to increase mediation processes in

Turkeysince theapprovalof relatedlaw (No.6325)in 2012.A

MediationDirectorateisestablishedinMinistryofJustice.Anew

professionof mediators started tosolveconflicts alternativeto

courts.Howeveritis differentfromwhatForestertoldbecause

ofseveralreasons:itisapublicinstitutionnotaprivatefirmor

nonprofitorganization,mediatorsareselectedfromonly

gradu-atesoflawfaculties,anddisputesrelatedwithpublicinterestsand

requiringdiscoveryandexpertassistancearenotallowedtobe

solvedwithmediationprocessandcourtdecisionsareneededfor

suchsituations.Thereforetheexistingmediationinstitutionseems

notsuitableforsolvingLULUdisputesandplannerscannotactas

mediatorswithintheongoingproceduresandlegislation.Planners

shouldbeincludedinmediationprocessinTurkey.

3.4. Evaluation:intensityofconflicts

Conflictsinthe27LULUcasesin ˙Izmirhadbothsimilaritiesand

differences.Maincharacteristicsofthecasesaresummarizedin

Table2.Thedistinguishingcharacteristicsand reasonsforthese

conflictsaffectedtheirintensitiesandresults.

Partiesinvolvedintheconflictsmainlychangedtheintensity

ofconflicts.Theamountofprotesters,thevarietiesofpartiesand

theirorganizationlevelaffectthedurationofdisputesandtheway

theyarehandledbythedecisionmakers.Theconflicts incases

withrelativelysmallamountoflocalprotesters(i.e.quarrycases

ofC¸akmaklı,C¸ambelandÖzbek,andsolid wastefacility caseof

Ödemis¸)werenotasintenseastheconflictsincasessupported

byexternalgroupsandfamouspeople(i.e.fisherycaseofSı˘gacık).

Theintensityattractedmediaandtheeffectofmediaincreased

theamountofpeopleinvolved(i.e.thesecondaryhousing

own-ers)andtheintensityofconflictsinSı˘gacıkcase.Besides,organized

protestersestablishinginitiativesincreasedtheconsiderationof

theirinterestsbydecision makers(i.e.solidwastefacilitycases

ofTas¸kesikandKaynaklar,andquarrycaseofÖzbek).Theways

ofshowingoppositionandthestrategiesusedbyopposing

peo-plehadaneffectonresultsofconflicts.Forinstance,protesters

applyingforconservationdecisionstocancelquarryproposalsin

Gökdere,AhmetbeyliandKösederemanagedtostoptheunwanted

decisions.

Impactsandintensityofconflictshadmutualeffects.Whereas

tiring and psychological effects increased the intensityof

con-flicts(i.e.solidwastefacilitycase ofHarmandalı, fisherycaseof

Sı˘gacıkandquarrycaseofYa˘gcılar),theintensityincreasedpolitical

lossesinsolidwastefacilitycasesandeconomiccoststo

compa-niesinfisheryandquarrycases.Theunusualimpactonheadman

threatenedbyminingcompanydecreasedthepossibilityofconflict

resolutionbecauseoftenserelationshipsinonequarrycase.

Theintensityofconflictsisalsorelatedwithreasons.Whenthe

impactsofLULUsgotworse(i.e.extremedamagesinquarrycaseof

Germiyaninwhichstonesburstfromquarriescametoschool

gar-denanddamagedthewallsandwindowsofhouses),theopposing

voicesgotraised.Notonlylocalimpactsbutalsogeneral

environ-mentaleffects(i.e.eradicationofspecies)increasedtheintensity

ofconflictsbyinclusionofexternalenvironmentalgroupsinthe

process(i.e.fisherycaseofSı˘gacık).

Thereasonstakingplaceinlegislationshadastrongeffecton

cancellationofLULUdecisionsandresolutionofconflicts,atleast

forawhile.ProximitytoolivegrovesstoppedtheLULUproposals

insomecases(i.e.quarrycaseofYa˘gcılarandsolidwastefacility

ofTas¸kesik);however,thesecancellationsdonotsolvethe

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Table2

IndexofConflictsinCaseStudies.

Conflicts Cases

Inall3LULUcases Insolidwastefacilitycases Infisherycases Inquarrycases Partiesintheprocess - Publicinstitutions,hosting

orneighboring

municipalities,localpeople, NGOs,privatesectorand universities

- MetropolitanMunicipality - Localfishermen,secondary housingownersandtourism sector

- Rivalcompaniesas supportersofprotesters

Waysofshowingopposition - Mobilizations,petitions, lawsuits,attractingmedia attention

- Establishinganinitiative group,contactingwith Ministersandclosingroads

- DisturbingEIAmeetings, keepingguardinthesea

- Establishingcivilinitiatives, applyingforconservation decisionstocancelquarry proposals

Reasonsforconflicts - EffectsofLULUsdepending ontypeandlocation, especiallywhenthereare sensitiveneighboringland uses(pollution,health effects,etc.)

- Top-downdecisionmaking processfullofinvestigation deficiencies

- SymbolicparticipationinEIA process

- Involvementofpowerful politicalactorsto manipulatethedecisions - Temporaldeficiencies - Inconsistencywithupper

scaleplans

- Lackofknowledgeabout technologyand characteristicsofLULUs - Effectofmedia - Prejudice - Distrust

- Existingbadexamples

- Exclusionofaffectedpeople outofformalboundaries - Planners’exclusionin

decisionmakingprocess - Disagreementabout

pollutingeffects

- Expectingjobopportunities

- Planners’exclusionin decisionmakingprocess - Forcingapproachesof

companies

- Expectingjobopportunities andpersonaleconomic benefits

Impactsofconflicts - Fear,psychologicaleffects, invectivestopublicofficers

- Politicallosses - Economiccoststocompanies - Economiccoststocompanies andthreatstoheadmenby miningcompanies SolutionAttempts - EIApublicmeetings

- Consideringtechnical criteria

- Communicationwithparties butafterthedecisionmade - EIAreportsignedbyvarious

expertsfromvarious disciplines

- Rehabilitationofexistingsite andproposinga

“prestigious”recreational area

- Proposinganewfacilitywith improvedtechnology - Face-to-facemeetingswith

localpeopleandchambers butforpersuasion - Sitevisitswithchambers

anduniversity - Atripabroadforgood

examples

- Participatorymeetingfor potentialsitesbutfullof criticism

- Transfertodeeperwater

- Transfertomoreacceptable locations

- Proposing“wanted”facilities suchascafé

- Givingmoney

- Promisingexplosionhours, dustpreventionsystemsand repairingofthedamaged roads

- Proposinggiftstolocal peoplesuchasinvestments totheschoolsormosques, constructionmaterialsand employmentopportunities

licensesfor aneighboring areaagainand theconflictremained

unsolved).Proceduralreasonsincludingdistrust,lackofknowledge

andtop-downdecisionmakingprocessalsoaffectedtheintensity

ofconflicts.Theinvolvementofpowerfulpoliticalactorsand

Minis-tersintheprocess(i.e.solidwastefacilityofTas¸kesik)increasedthe

recognitionoftheconflictsoutofurbanboundaries.Ontheother

hand,theconflictsinvolvinglocalpeopleexpectingjob

opportu-nitiesandpersonaleconomicbenefitscouldbesolvedrelatively

easierbyusingattemptsofseveralcompensationtypessuchas

proposinggiftstolocalpeoplesuchasinvestmentstotheschools

ormosques,constructionmaterialsandemploymentopportunities

(i.e.somequarrycases).

Thereweremanysolutionattemptsofdecisionmakers

decreas-ingtheintensityofconflicts.Transfertodeeperwaterinfishery

casesandtransfertomoreacceptablelocationsinquarrycasesare

examples.Atripabroadforgoodexamplesinsolidwastefacility

caseof Tas¸kesikwasseenasanattemptdecreasingconflictsby

someintervieweeswhereassomeotherintervieweestolditmade

nodifference.

It would be reduced evaluation to say one LULU type was

moreintensethanother;however,thereareseveralcircumstances

explainingintensitycomparisonof3LULUtypesin ˙Izmir.Interms

oftheyeartheprotestsstarted,quarries facedthelongest

con-flictprocessstartedin1992withBelkahvecaseandsolvedin2010

withthetransferofquarries.Asanothercircumstancelocation

vari-etymadethesolidwastefacilitycaseshavingthemostintense

conflicts.Solidwastefacilitycasesfacedconflictsineverytrialof

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eriesandquarriesfacedconflictsfordifferentlandusedecisionsin

theirownlocations.Intermsofhavingnationalandinternational

support,thefisherycasesgainedthefirstrankinconflictintensity

withSı˘gacıkcaseinwhichprotesterscamefromdifferentcitiesand

theItalian“fatherofCittaSlow”signedthe“nototunnyfisheries

inSı˘gacık”campaign.Indeed,conflictintensitieshadvarietiesin

casesinthesameLULUtypes.

4. Conclusion

TherearevariousreasonsforLULUconflictsin ˙Izmir.Findingsof

thecasestudiesdemonstratethatthereasonsforconflictsmainly

include external effects ofLULUs onlocalpeople byincreasing

density,pollutionandtraffic;forinstanceodorofsolidwaste

facil-ities,visualpollutionoffisheriesanddustandvibrationeffectsof

quarries.ThemostusualsourceofconflictsaboutLULUsis

envi-ronmentalstress,becauseplanningis aboutresource allocation

and when there is anurban land scarcity,the localpeople act

againstlargeprojects.Decisionmakersinallcasespaidattention

totechnicalrequirementsforthefacilitieswithinlegalframework;

howeverthereareproblemsaboutproposedlocationswithin

sci-entificframework.Therearealsoproceduralreasonsforconflicts

includingtop-downdecisions,symbolicparticipation,lackof

inves-tigation,effectofpoliticalactors,inconsistencywithregulations

andlackoftransparentprocess.

Theconflictsresultednotonlywithnegativeandbutalsowith

positiveimpacts.Thenegativeimpactsarefear,tiringand

psycho-logicaleffects,negativeattitudestopublicofficers,politicallosesof

decisionmakersandeconomiccostsduetomovingorclosingthe

facility.Positiveimpactsandsocialbenefitsarewithdrawalofthe

wronglocationdecisionsonsensitiveareas,collectivelyactingof

localpeopleinvillages,personalandpoliticalbenefits,increasein

organizationlevelofmobilizationsagainstLULUswiththesupport

ofNGOs,politicalactors,universitiesandprivatesector.

ComparativesurveyonthereasonsforconflictsonthreeLULU

typesin ˙Izmirindicatesthattherearebothvarietiesand

similari-ties.Whilesolidwastefacilitiesandquarriesareregardedasneeds,

fisheriesareregardedas‘notnecessity’andunwantedbecauseof

this.Theimpactsofquarriesandsolidwastefacilitiesareperceived

morecertainthanthoseoffisheriessincethereisadisagreementin

thepollutingeffectsoffisheries.Theproceduralreasonsaresimilar

inallthreeLULUcasesexceptthelocalityoftheresponsible

insti-tutionandtheroleofplanner.Thesolid wastefacilitydecisions

aremadebyacommissionincludingplannersinlocalmunicipality

whereasfisheriesandquarriesproposedbyprivatecompaniesare

decidedwithpermissionsgivenbythepublicinstitutionsno

mat-terhavingaplanner.Theseproceduresincreaseconflictsinfishery

andquarrycases.

Foreffectivesolutionsubstantiveandproceduralissuesshould

beconsideredtogether.Decisionmakersinall ˙Izmircasesdidnot

payattentiontoproceduralreasonsasmuchassubstantivereasons.

Participatoryapproachescouldnotbesuccessfullymanagedasthe

regulationsdonotmandateparticipatoryprocesses.Thisdoesnot

meanthatnoeffortwasmade.Itisfoundthatsomeconflict

res-olutionmethodsareusedbydecisionmakersincludingattempts

suchascommunicationwithstakeholders,face-to-facemeetings

andengagementwithchambersandexpertsinsolidwastefacility

case,participatorymeetinginfisherycaseandsuggestinggiftsto

possiblelocalopponentsinquarrycase;however,theopponents

werenotsatisfiedwiththeseattemptsas itwasdoneafterthe

decisionsmade.

Theparticipatoryapproachesinplanningprocessesmay

mini-mizeandresolveconflictsinsuchcasestudies.Theconflictfacing

location decisions may be renewed to minimize effects to the

environment,thesocietyandtheindividualsevenifnot

remov-ing all negative impacts. A process providing supportfrom all

related parties and ensuring theircomprehension of the

solu-tionopportunitiesandlimitationsmayresolveconflictsandbring

properdecisions.Inthiscontext,planners’responsibilitiesbecome

important asthey shouldinform and supportthe educationof

theparticipantstoplanningprocessandactasmediatorsin

con-flictresolutionprocesses.Thesolutionproposalscouldbetriedfor

˙Izmirorsimilarcases.Howevereachpracticeneedsitsown

solu-tiondependingonmultiplefactorsandtemporalcircumstances.A

furtherstudyevaluatingtheresultsofthistrialwouldbe

comple-mentary.

Acknowledgements

˙IzmirInstituteofTechnologyprovidedfinancialsupportinthe

datacollection processof this researchas a Scientific Research

Projectwithnumber 2013-˙IYTE-35.A partof thisresearch,the

planningprocessofsolidwastefacilitiesin ˙Izmir,waspresented

inthe26thInternationalAnnualCongressofAESOP(The

Associa-tionofEuropeanSchoolsofPlanning)inAnkarainJune2012anda

paperinTurkishwaspresentedinCitySymposium(˙Izmir2.Kent

Sempozyumu)in ˙IzmirinNovember2013.

AppendixA.

EnglishTranslationoftheInterviewQuestions(Linthe

ques-tionsindicatethenameofthelocationorvillagehostingtheland

use,forexampleHarmandalı)

1.Which stage(s) of the process (site selecting, protesting

decisions, finding solutions) of the solid waste

facili-ties/fisheries/quarriesinLdidyou(individuallyor

institution-ally)participate?

2.Do you know how the sites of solid waste

facili-ties/fisheries/quarries in L are selected by whom? Could

youexplainifyouknow?

3.Doyouthinkthissiteselectiondecisionwasright?Why?

4.Doyouthinkthesiteselectionmethodwassuccessful?Why?

(Wasitparticipatory,just,etc.)

5.Who opposes and who supports the solid waste

facili-ties/fisheries/quarriesinL?(Aretheylocalorexternal?Arethey

individualororganized?)

6.Howmanypeoplearethereintheseconflictprocesses?

7.Whataretheoppositionreasonsofdifferentopponentsforthe

solidwastefacilities/fisheries/quarriesinL?(Damageto

envi-ronment,damagetohealth,etc.)

8.Whatkindoffactorsaffectedtheoppositioninadditiontothe

damagesofsolid wastefacilities/fisheries/quarries? (Lackof

knowledge,politicalreasons,media,lackoftrust,etc.)

9.Doyouthinkthereasonforoppositionistheselectionofwrong

siteorwrongdecisionmakingmethodorboth?

10.Whydidthenon-opponentsnotoppose?(Weretheyhappy,

threatened,gotmoney,etc.)

11.Howdidtheopponentsshowtheirresponses?(Whatkindof

meetingdidtheyorganize?Weretherelawsuits?)

12.Ifthesolidwastefacilities/fisheries/quarriesinLarecancelled,

werethereasonsforcancellationsthemovementsorother

rea-sons?

13.Whatwerethemainsubjectsofthisconflictprocess?

(Environ-ment,propertyownership,participation,etc.)

14.Wasanybodyharmedinthisconflictprocess?

15.How werethe approaches of parties toconflictresolution?

(Forcing,collaborating,etc.)

16.Whatdidthedecisionmakersdoforresolvingconflicts?(Face

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AtayKaya,N.KayaErol/LandUsePolicy58(2016)83–94 93

17.Doyouthinktheattemptsofdecisionmakersforconflict

res-olutionweresufficientand efficient?Ifnot,what shouldbe

done?

18.Wouldyouliketoaddanythingelse?

19.Whatdoyouthinkabouttheconflictsinsiteselectionprocesses

ofotherLULUsinvariouslocationsin ˙Izmir?(Thermalplants,

windenergyplants,watchingtowers,etc.)

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Şekil

Fig. 1. Three conflict facing LULUs in ˙Izmir (Photos by authors on the left; photos from Milliyet archive ( Milliyet, 2004–2012 ) on the right).
Fig. 2. Locations of three conflict facing LULUs in ˙Izmir (produced by authors on Google Earth image).

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