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Eindhoven, The Netherlands, June 11-13, 2008

Electro-optic Modulation of InAs Quantum Dot

Waveguides

I. B. Akca1, A. Dâna1, A. Aydinli1, M. Rossetti2, L. Li2, A. Fiore2 and N. Dagli3

1Materials Science and Nanotechnology Program, Physics Department, Bilkent University, Ankara, Turkey

imran@bilkent.edu.tr

2Institute of Quantum Electronics and Photonics, Ecole Polytechnique Fédérale de Lausanne EPFL, Lausanne, Switzerland

3ECE Department, University of California at Santa Barbara, USA

Abstract.The linear electro-optic properties in waveguides containing self-organized InAs quantum dots were studied experimentally. Fabry-Perot measurements at 1515 nm on InAs/GaAs quantum dot structures yield a significantly enhanced linear electro-optic efficiency compared to bulk GaAs.

Introduction

Semiconductor-based nonlinear optical and electro-optic materials would be useful for switching and modulation devices in photonic integrated circuits. Electro-optic (EO) modulators are candidates for use in external modulation links in telecommunications. These modulators can be realized using either bulk semiconductor materials [1] or materials with multiple quantum dots or wells [2]. Due to the modification in the density of states, quantum dots and quantum wells are expected to exhibit enhanced optical nonlinearities and enhanced electro-optic effects [3]. Since EO modulators require small size and low modulation voltages, possibility of obtaining quantum dots with enhanced electro-optic and/or electro-absorption coefficients makes them attractive for such applications.

In the literature there is limited data on EO effects in quantum dots. Furthermore, little has been reported on the voltage dependent modulation of quantum dot embedded waveguides [4-5-6-7]. In this article, we report on the measurements of EO properties of multilayer InAs/GaAs self-organized quantum dots. We use the transmission through Fabry-Perot resonators formed by two cleaved facets in waveguides at 1500 nm to determine the electro-optical properties of quantum dots.

Samples

The waveguide structures containing three layers of quantum dots (3QDs) were measured. Their lengths are in the range of 1-1.6 mm. These structures were grown by molecular beam epitaxy to be used as quantum dot lasers. The active region is formed by three layers of self-assembled InAs QDs, which are covered by a 5-nm In0.15Ga0.85As QW and separated from each other by a 40-nm GaAs spacer layer. The areal dot density ThP03

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of the lens-shaped QDs is 3x1010 cm-2. The devices are single mode ridge waveguide structures with varying widths between 2-5 ȝm. Both facets are as cleaved. For each sample lasing is peaked at nearly 1285 nm [8]. Detailed structure is given in Figure 1.

FIG. 1. Detailed structure of the samples used in the measurements. Al0.7Ga0.3As layers at the

GaAs interfaces are graded.

Measurements and results

The electro-optic coefficients were measured at 1515 nm by coupling a TE polarized light from a tunable laser (Santec Tunable LD Light Source TSL-520) onto one end of the waveguide with a lens shaped fiber. A DC voltage source was used to apply 0 to 20 Volt reverse bias to the samples. The detailed measurement set-up is shown in Figure 2. At each voltage level, the transmission through the device was recorded as a function of wavelength and voltage. Experimental results are given in

Figure 3. Fabry-Perot resonances with large contrast were obtained and experimental

data fitted well with the theoretical formula. The well known Fabry-Perot transmission equation is used in fitting to the measured data and the fitting parameters were mode effective index, loss coefficients and a voltage independent phase factor. The effective mode index was then calculated based on this curve fitting.

tunable laser TV monitor voltage source PC IR Camera Polarization Control Microscope Interface to PC Interface to PC Power meter Aparture Polarizer Objective

FIG. 2. The experimental set-up for measuring the Fabry-Perot resonances of quantum dot

waveguides.

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Eindhoven, The Netherlands, June 11-13, 2008

FIG.3. Voltage dependent shift of Fabry-Perot resonances. Significant tuning is observed with

relatively low voltages.

The linear electro-optic coefficients are obtained by fitting the measured data to the equation of transmission through a Fabry Perot modulator [3] and calculating the refractive index difference between two specific voltages. The change in refractive index due to applied voltage is 'n V is given as [3]:

3 41 1 2 e V n V n r t ' * (1)

where r41 is the electro-optic coefficient, t is the thickness of the epilayer, neis the

effective index, V is the voltage difference between two curves and confinement factor Ƚ is the overlap of the vertical electric field component with the optical mode. To obtain

41

r , Ƚ needs to be known precisely. The overlap factor of InAs quantum dot layers is calculated using finite difference beam propagation method simulations and is approximately 0.015 for all samples. Using this confinement factor the electro-optic coefficient of the InAs quantum dot structures are obtained as 9x10-11 which is significantly enhanced linear electro-optic efficiency compared to bulk GaAs. Figure 4 shows the Beamprop simulation results.

FIG.4. (a) Fundamental mode profile of the quantum dot waveguide structure. The effective

index of the structure is obtained as 3.356. Note that the field is confined to the core region

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where the quantum dots are placed. (b) The graphical representation of the calculation of overlap factor. The locations of the InAs layers are determined using the index profile, and these points are mapped onto the vertical mode profile. The confinement factor is calculated from this overlap region by simply integrating the shaded area.

As a matter of fact examination of Fig. 1a reveals that full on/off modulation is possible for 1.6 mm long 3 QD sample using 6 V. This corresponds to less than 1 V-cm modulation efficiency. In other words using this modulator as the arms of a push pull driven Mach-Zehnder modulator, less than 1 V drive voltage would result for 1 cm long arms

Conclusions

In conclusion, the low voltage modulation in InAs quantum dot waveguides was observed. The linear electro-optic coefficients of multilayer InAs quantum dot structures far away from the lasing wavelength were measured and is found to be significantly larger than that of GaAs bulk material. This result is promising for QD-based electro-optic modulators.

Acknowledgement:This project is supported by Turkish Scientific and Technical Research Council

(TUBITAK); Grant No: 103T115.

References

[1] R. B. Welstand, S. A. Pappert, C. K. Sun, J. T. Zhu, Y. Z. Liu, and P. K. L. Yu, “Dual-function electroabsorption waveguide modulator/detector for optoelectronic transceiver applications,” IEEE Photon. Technol. Lett. vol. 8, pp. 1540–1542, 1996.

[2] L. Lembo, F. Alvares, D. Lo, C. Tu, P. Wisseman, C. Zmudzinski, and J. Brock, “Optical electroabsorption modulators for wideband, linear, low-insertion loss photonic links,” Proc. SPIE Photon. Device Eng.Dual-Use Appl. vol. 2481, pp. 185–196, 1995.

[3] L. Davis, K. K. Ko, W.-Q. Li, H. C. Sun, Y. Lam, T. Brock, S. W. Pang, and P. Bhattacharya, “Photoluminescence and electro-optic properties of small (25–35 nm diameter) quantum boxes,” Appl. Phys. Lett. vol. 62, pp. 2766, 1993.

[4] O. Qasaimeh, K. Kamath, P. Bhattacharya, and J. Phillips, “Linear and quadratic electro-optic coefficients of self-organized In0.4Ga0.6As/GaAs quantum dots,” Appl. Phys. Lett. vol. 72, pp. 1275, 1998.

[5] S. Ghosh, A.S Lenihan, M.V.G Dutt, O Qasaimeh, D.G Steel and P. Bhattacharya, “ Nonlinear optical and electro-optic properties of InAs/GaAs self-organized quantum dots,” J. Vac. Sci. Technol. B vol. 19, pp. 1455–1458, 2001.

[6] J. Tatebayashi, R.B. Laghumavarapu, N. Nuntawong and D.L. Huffaker, “ Measurement of electro-optic coefficients of 1.3 ȝm self-assembled InAs/GaAs quantum dots,” Electronics Letters, vol. 43, pp. 410-412, 2007.

[7] G. Moreau, A. Martinez, D.Y. Cong, K. Merghem, A. Miard, A. Lemaître, P. Voisin, A. Ramdane I. Krestnikov, A. R. Kovsh M. Fischer and J. Koeth, “Enhanced In(Ga)As/GaAs quantum dot based electro-optic modulation at 1.55 µm,” Appl. Phys. Lett. vol. 91, pp. 91118, 2007.

[8] A. Markus, J. X. Chen, C. Paranthoen, A. Fiore, C. Platz, and O. Gauthier-Lafaye, “Simultaneous two-state lasing in quantum-dot lasers,” Appl. Phys. Lett. vol. 82, pp. 1818, 2003.

[9] S. Nishimura, H. Inoue, H. Sano, and K. Ishida, “Electrooptic Effects in an InGaAs/InAlAs Multiquantum Well Structure,” IEEE Photonics Tech. Lett. vol. 4, pp. 10, 1992.

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