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(1)

Correlation

efFects in

the

impurity-limited

mobility

of

quantum

wires

B.

Tanatar

Department ofPhysics, Bilkent University, Bilkent, 06'585' Ankara, Turkey A. Gold

Laboratoire de Physique des Solides, Universite Paul Sabatier, 218Route de 1Varbonne, 82062 Toulouse, France (Received 23 November 1994;revised manuscript received 20 March 1995)

We study many-body eKects, introduced via the local-field corrections, on the mobility of quasi-one-dimensional electron systems. The low-temperature mobility due to remote-impurity doping, homogeneous-background doping, interface roughness, and alloy-disorder scattering is calculated using the relaxation time approximation. We find that correlation efFects significantly reduce the mobility at low density.

I.

INTRODUCTION

With the recent advances in microfabrication

tech-niques such as molecular-beam epitaxy and lithographic methods,

it

has been possible

to

realize quasi-one-dimensional

(QlD)

electron systems in semiconductors. Inthese structures, electrons are confined

to

aregion with dimensions

of

the order

of

the de Broglie wavelength, but otherwise free

to

move in one space direction. Since only

a limited number

of

final states are available during the scattering process, the mobility

of QlD

electron systems

are considerably enhanced, making them potentially

im-portant for high-speed device applications.

The ground-state properties and collective

excita-tions in Q1D systems

attracted

early attention, and continues ' to be of interest as new applications such

as quantum wire lasers begin

to

emerge. Mobility

lim-its for charged-impurity scattering in Q1Dsystems have been calculated by Sakaki, Fishman,

I

eeand Spector,

and Gold and Ghazali among others within various

approximations. Numerical results for the mobility of Q1D systems also appeared. In particular, Gold and Ghazali have developed analytical expressions for the

Coulomb and electron-impurity interaction potentials us-ing a model ofcylindrical quantum wires. Based on the

results

of

Gold and Ghazali, and extending their results,

the mobility in Q1D systems in an axial magnetic field was calculated by Tanatar and Constantinou.

Screening effects have been known to play an

impor-tant role in the low-dimensional electronic structures. They stem from the many-body interactions and are usu-ally taken into account in the random-phase

approxima-tion

(RPA).

The main purpose ofthis paper is to study

the efFects

of

local-field corrections (which are neglected in the RPA) on the mobility

of

quasi-one-dimensional systems. We assume that the electrons in the quantum wire are in their lowest subband, as evidenced in the

ex-penments of Goni et al., ' and investigate the density

dependence

of

the mobility for difFerent scattering mech-anisms such as remote-impurity doping,

homogeneous-background doping, interface-roughness scattering, and alloy-disorder scattering. The dielectric function describ-ing the screening ofelectrons is calculated at finite

tem-perature. Exchange and correlation effects beyond the RPA are taken into account through the local-field cor-rection. Many-body efFects in the mobility of Q1D sys-tems were already considered by Gold and Ghazali in an approximate way.

It

was argued that many-body efFects reduce the mobility. However, inRef. 7only the exchange effects were taken into account. In this paper, we

incor-porate exchange and correlation effects, and show that correlation effects are very important.

The rest ofthis paper is organized as follows. In

Sec.

II

we introduce the formalism

to

calculate the mobility, and we discuss its modifications in an approximation, which goes beyond the

RPA.

The local-field correction is con-sidered in various approximations. In

Sec.

III

we show

the effects of the local-field correction on the impurity-lirnited mobility

of

Q1D GaAs system. We conclude with

a brief summary in

Sec.

IV.

II.

THEORY

Gold and Gotze have developed a self-consistent

current-relaxation theory

to

treat the electron

dynam-ics in low-dimensional semiconductor structures. In this approach, the relaxation time 7(w

=

0),

is given for one-dimensional systems by

r((u

=

0)

k~ (~V(2k~)~')

e,

(2k~)2

from which the mobility may be calculated using p,

=

er(0)/m.

The averaged squared Fourier transform

of

the random potential (~U(q)~

),

describing the electron-impurity scattering, depends on the specific type of im-purity, and will be discussed later et(q) is

.

a

screening function related to the static dielectric function

e(q).

It

(2)

52 CORRELATION EFFECTSIN THE IMPURITY-LIMITED.

.

.

1997

is expressed as sq(q)

=

1

+

V(q)[1

G(q)]yp(q), where yp is the Lindhard susceptibility, and G(q) is the local-field factor. We note that the relaxation time is given in

terms of the susceptibility

y(q),

of the interacting

elec-tron gas,

i

viz.,y(q)

=

yp(q)/(1+

V(q)[1

G(q)]yp(q)])

with )('p(q) the free-electron susceptibility. The term

(1

+

V(q)[1

G(q)]yp(q))

can be described as

a

factor

s&(q), however, sz(q) is not the real dielectric function

s(q),

which is given by

1/s(q)

=

1

V(q)y(q).

Therefore,

to

indicate the dielectric function for transport

proper-ties, we used the symbol sq(q).

In Q1D systems gp, and consequently sq, diverges

at

q

=

2k~ for zero temperature, signaling the Peierls

instability. This would result in an unphysical infin-ity for the mobility. To circumvent the divergence, the temperature dependence ofs'q(q) needs

to

be considered. The temperature-dependent dielectric function may be obtained by integrating over the

chemical-potential-dependent dielectric function

at

zero temperature. An

analytical expression for the temperature-dependent

di-electric function in the RPA valid for e~

))

T

is given by

2 Ep use& eF

)

st(q

=

2kF,

T

&(eF)

=

1+

V(2kF)[1

G(2kF)]

ln ~

xkpa~

2e

kRT)

' (2)

where p

=

0.577215. .

.

is the Euler constant.

In the above formulation, the local-field factor G(q) accounts for the many-body correlations. Taking G

=

0 amounts

to

the usual random-phase approximation. Disorder effects will also modify the dielectric function, but

to

lowest order in the impurity density

¹,

our expression, which is based on the Born approximation, remains valid.

For the model

of

the

@ID

system, we take a circular cylinder

of

radius

R,

and confine the motion ofelectrons within

the cylinder by an infinite potential barrier. Employing the effective mass approximation, the wave functions and energy levels involving the Bessel functions

J„(x)

and their zeros are obtained in

a

straightforward manner. In order

to

get analytical results for the Coulomb and electron-impurity scattering matrix elements, Gold and Ghazali have

proposed approximate expressions for the two lowest subbands in the infinite-barrier height model. The Coulomb

interaction between the charge carriers in the lowest subband, using the approximate analytic wave functions, is given by

(2e21

36 1 2 32

(

ep )~

(qR)'

10

3(qR)'

2(qR)4

64

Is

(qR)

Ks

(qR)

(3)

in which

Is(z)

and

Ks(z)

are the modified Bessel functions

of

the first and second kind, respectively. Similarly, the

electron-impurity interaction potential (for electrons in their lowest subband) is

(2e2'}

48 1 1

(R;

)

+

1

(R, )

+

8 1 Io(qR;)K3(qR) (q) ~

~,

)&, s 4

(.

)

.

(.

)

(qR). (qR). qR ep

)

(qR) K,(qR,

)I,

(qR) qR 2

R;(B

(4)

In the above expression,

B

and

B;

denote the radius

of

the wire and the position

of

impurity, respectively. We shall use the Coulomb interaction in the calculation of sq(2kF,

T),

and the electron-impurity interaction in var-ious models

of

impurity scattering.

Forillustrative purposes, we consider a

@ID

GaAs

sys-tem, with background dielectric constant ep

12.

9.

The

length and energy scales are expressed in terms

of

the ef-fective Bohr radius, aR

=

ep/me,

and efFective rydberg

Ry=h

/(2ma&), where m. is the efFective band mass of electrons in GaAs.

The local-field factor

G(q),

involving the properties of uniform electron gas, may be obtained within the

ap-proximation scheme of Singwi et al.is

(STLS).

In one dimension, one finds

1 dk kV(k)

G(q)

=

[~(q

k)

11 N 2~ qV(q)

and

if

one uses SHF(q) in

Eq. (5),

one obtains the

local-field factor in the Hartree-Fock (HF)

approxi-I

mation. GHF(q) difFers somewhat from the Hubbard approximation

1

V(gq2+.

kF2) V(q)

where the exchange effects are taken into account in

a

certain way in order

to

get an analytical expression for

the local-field factor. Recently, Gold and Calmels have developed a sum-rule version of the

STLS

approach in

the two-dimensional (2D) and 3D electron gas

to

obtain analytical expressions for the local-field factor. Asimilar analysisis applied

to QlD

systems yields the generalized approximation (GA)

1 1

V(V

q

+

qo/Cii)

2mNR C2i V(q.)

where

Cii

and C~i are tabulated parameters

that

de-pend on the electron density

N

and wire radius

B.

Here

(3)

0 I I I I I 105 N (cm ') I I I I I— 0.8 A CQ 0.6 10 R GB 1O' 2 1Q2 5x1Q 10 I I I I I I I 1O' 10 I I I I I 5x104 1O

'

I I I I I I 1O'

FIG.

1.

The local-field factor G(2k' )in the generalized

ap-proximation (solid line), the HF approximation (dashed line), and the Hubbard approximation (dotted line) as a function of electron density ¹

exchange efFects are included in GGA(q). For

r, =

1 and

B

=

a~

the parameters

C,

i are

Cii

——

1.

59 and

C2i

0.

452.

In

Fig.

1 we compare various approximations to the local-field factor at

2k~.

The solid line represents

GG~(2k~),

which is close

to

G

=

1 for low densities. We observe that

GHF(2k')

(dashed line) only difFers from the approximate expression (dotted line) beyond

%

=

10 cm

.

The difFerence between the exact and

ap-proximate forms of

G~

reaches 10%for

N

10 cm

The generalized approximation

to

the local-Geld factor

is markedly difFerent from the Hubbard approximation leading

to

enhanced reduction of the mobility. This indicates that correlation efFects are very important at

low densities,

i.e.

,

N

(

5

x

10 cm . In the following

calculations

of

the impurity-limited mobility we use the

parametrized analytical expressions

of

the generalized approximation

Gc~(2k~)

to

study the effects of local-field corrections, and compare our results with the RPA

(G

=

0).

III.

RESULTS

AND

DISCUSSION

We now employ the static dielectric function including

the local-Geld corrections in the calculation of impurity-limited mobility. For the scattering by remote impurities, we assuxne that the impurities are located randomly at

some distance

R,

from the axis of the quantum wire of

ra-dius

B,

with the random potential taken as (~U(q)~RD)

=

N;[V; ~]

.

Here N, is the (one-dimensional) impurity density, and V; ~(q) has to be evaluated

at

the impurity positions

B.

The mobility for remote doping takes the form

(ea~~)

vr

N [eg(2k', T)]2

)I 16

N

[~.

p(2k~)]2

where we used V; z ——(2e /eo)E;

z.

In. order to assess

the importance

of

local-Geld corrections, we display in

Fig.

2 the mobility due to remote-impurity doping for a

wire radius

B

=

a~

and impurities located on the wire axis (A;

=

0).

Shown by solid, dashed, and dot-dashed lines are the mobility results calculated with GG~, G

=

0 (which corresponds

to

the

RPA),

and

G~,

respectively.

The dotted line represents the unscreened limit ofpRD for which ez

1.

We observe that the mobility

calcu-lated with

G~~(q)

approaches the unscreened limit as

the electron density

N

decreases. This is a consequence

of

the fact that the strong correlation regime corresponds

to

the unscreened liinit in

QlD

electron systems.

In

Fig. 3

we show' the mobility due

to

remote-impurity doping with (solid lines) and without (dashed lines) the

local-field correction (GG~) for various impurity loca-tions. The parameters used are N;

=

10

cm,

B =

a~,

and

T

=

0.

02Ry.

The striking observation is that the

local-field corrections decrease the mobility substantially inthe low density region (viz.,

N

(

5x 10 cm

i).

As

N

increases, the eKects oflocal-field corrections subside and

the mobility approaches the RPA limit. For the dotted

lines in

Fig.

2 we have included the the local-field

correc-tions in the HF approximation. The difFerence between

the solid lines and the dotted lines is because of

correla-tion eKects. We conclude that not only exchange eKects reduce the mobility, but also correlation efFects consid-erably reduce the mobility in one-dimensional systems at

low density. In

Fig.

4 we study the mobility for remote doping for different wire radii and

B; =

2B.

With in-creasing wire radius the mobility increases strongly and many-body efFects are stronger in thinner wires.

10 10 1O' 1O' O 10 1O' 10 5x104 10

'

1O'

FIG. 3.

Mobility forremote doping as afunction ofelectron density. The solid and dashed lines represent calculations with and without local-field corrections, respectively. Curves from bottom to top are for A,

=

0,1,2, and

4B.

The dotted lines correspond to the HF approximation.

N (cm ')

FIG.

2. Mobility forremote doping asafunction ofelectron density forR

=

a& and

B,

=

0.Solid, dashed, and dot-dashed lines are calculated with the local-field factors GC, A, G

=

0 (RPA), and

G~,

respectively. The dotted line represents the unscreened limit (e~ ——

1).

(4)

52 CORRELATION EFFECTSIN THE IMPURITY-LIMITED.

. .

1999 1O' 1O' rn 10& 1O' 8 10 O 1O4 Q 10~ 10 10 I I I I I 5x10 10 N (cm ') 1O' 10 1O' —

8

6 1O' 1O4 5x104 10

'

I I I I I R=a~ T=0.02Ry I I I I I I I 1O'

FIG.

4. Mobility forremote doping asafunction of electron density and

R,

=

2R. The solid and dashed lines represent calculations with and without local-field corrections, respec-tively. Curves from bottom to top are for

R

=

az,

2a&, and 4a&. The impurity density is N;

=

10 cm

FIG.

6. Mobility for interface-roughness scattering as a function of electron density. The solid and dashed lines rep-resent calculations with and without local-field corrections, respectively. Top and bottom curves are for g

=

20and 60 A, respectively.

In order

to

describe impurities introduced by homogeneous-background doping, we assume the im-purities are homogeneously distributed within the wire

(0 &

R,

&

R).

The random potential in this case is defined as

the roughness fluctuations, and following the example

of

2D systems, the random potential is obtained as ([U(q)~ )

=

(dEoq/dR) gb vr ~ e

" ~,

where b and q

are the height and range parameters. One gets for the

interface-roughness mobility" R

(IU(q)

I')

=

N~

«r

Il'-&(q)

I',

0 Pea

l

m ~

R

Ne"&"

piR

=

( ~ I 4

~,

2 [s~(2k~

T)]'.

i, n

)

4,

',

gSa~

(l.o)

where N~ is the 3D impurity density. Defining (~U(q)~ )

=

N~R

(2e /eo)

F~,

where the explicit form

of

F~(q)

is given by Gold and Ghazali, r the mobility for homogeneous-background doping becomes

r'ea2~

)

mN[sg

(2k~.

,

T)]'

h

)

N~R2

F~(2k')

We show the mobility for the above model as a function

of

electron density in

Fig. 5.

For charge neutrality in uncompensated semiconductors, we take

N~R

/2

=

N.

Shown in

Fig.

5 is the mobility for wire radii

R

=

a~,

2ag,

and

4a~

(from bottom

to

top) with and without

the local-Beld corrections, indicated by solid and dashed curves, respectively.

Interface-roughness scattering is known

to

be the dom-inant scattering mechanism for 2D electron gas in thin

quantum wells. Assuming

a

Gaussian-like decay of

The mobility for interface-roughness scattering as a

func-tion of the electron density for

a

GaAs quantum wire of

radius

R

=

a~

and average roughness size h

=

3A. are

shown in

Fig.

6.

Solid and dashed lines indicate

calcu-lations with and without local-field corrections,

respec-tively, for two different values

of

the range parameter

20k.

and 60%. (upper and lower curves, respec-tively). The mobility for interface-roughness scattering

is strongly reduced for

N

(

3

x

10 cm when the

local-field correction is included.

The random potential describing the alloy-disorder

scattering is (~U(q)~ )

=

[(bV) a /4a~]x(&

*)FAD) ln which bV is the root-mean-square spatial average

of

the

Quctuating alloy potential over the alloy unit cell, and

a

isthe unit-cell volume. PAD is the form factor for the

lowest subband, defined asFJID

=

a&

f

d

r

~p(r)

~,

which yields FJID

=

Qa&/(5+R ) when the approximate wave function for the lowest subband. is used. The mobility 1O'

10'

1O' N (cm ') N (cm ') 10 I I

l~)~~

I I 1O' 6 I I I I I I—

10'

10 T=0.02Ry 10~ I I I I I 5x10 10 N (cm ') 1O' 108 I I I I I 5x104 10 N (cm ') 1O'

FIG.

5. Mobility for homogeneous-background doping as a function of electron density. The solid and dashed lines represent calculations with and without local-field corrections, respectively. Curves from bottom totop are forR

=

1,2, and

4agy.

FIG.

7. Mobility for alloy-disorder scattering as afunction of electron density for x

=

0.

3.

The solid and dashed lines represent calculations with and without local-field corrections, respectively. Lower and upper curves correspond to

R

=

cz

(5)

due to alloy-disorder scattering takes the form ea2~

)

a~

s Leg(2k~,

T)]2

(11)

in which bV is expressed in rydbergs. In

Fig.

7we show

the dependence

of

the mobility due

to

alloy-disorder

scat-tering on the electron density. Solid and dashed lines

indicate calculations with and without local-field correc-tions, respectively,

at

T

=

0.

02Ry,

x

=

0.

3, a

=

5.

66k,

and bV

leV.

Lower and upper curves correspond

to

B =

a~

and

2a~,

respectively, illustrating the

B

depen-dence

of

the mobility.

local-field corrections significantly reduce the mobility

at

low densities. This general trend is found in the

calculations ofremote doping, homogeneous-background doping, interface-roughness scattering, and alloy-disorder

scattering. In this paper, we have mainly focused on

the density dependence

of

the mobility. More systematic

studies

of

the dependence on the wire radius could be un-dertaken as new experimental results become available.

The results presented in this paper are for low

temper-atures, but extension to higher temperatures and a

sys-tematic study of the temperature dependence

of

the mo-bility isalso possible. Our results indicate that transport

calculations neglecting many-body eKects cannot predict the order ofmagnitude

of

the mobility.

IV.

CONCLUSION

We have studied the inQuence of many-body eKects on the impurity-limited mobility of

a

Q1D electron

sys-tem. The local-Geld correction is used in the general-ized approximation taking into account exchange and

correlation. In contrast

to

the usually employed RPA,

ACKNOWI

EDC

MENTS

This work is supported in part by the Scientific and Technical Research Council ofTurkey

(TUBITAK).

B.T.

thanks A. Kurkguoglu for useful discussions, and

Dr.

N.

C.

Constantinou for valuable comments. The Labora-toire de Physique des Solides (URA74) is a Laboratoire associe au Centre National de la Recherche Scientifique

(CNRS).

W.

I.

Friesen and

B.

Bergersen,

J.

Phys. C

13,

6627(1980).

A.

R.

Goni, A. Pinczuk,

J.

S.Weiner,

J.

M. Calleja,

B.

S.

Dennis, L.N. Pfeiffer, and

K.

W. West, Phys. Rev. Lett.

67,

3298

(1991).

A. Schmeller, A.

R.

Goni, A. Pinczuk,

J.

S.Weiner,

J.

M. Calleja,

B.

S.Dennis, L.N. Pfeiffer, and K. W.West, Phys. Rev.

B 49,

14778 (1994).

H. Sakaki, Jpn.

J.

Appl. Phys.

19,

L735(1980);

J.

Vac.Sci. Technol.

19,

148

(1981).

G.Fishman, Phys. Rev.

B

34,

2394 (1986).

J.

Leeand H. Spector,

J.

Appl. Phys.

57,

366 (1985); 54,

3921(1983).

A. Gold and A. Ghazali, Phys. Rev.

B 41,

7626

(1990).

Y.

Weng and

J.

P. Leburton,

J.

Appl. Phys.

65,

3089

(1989).

B.

Tanatar and N. C. Constantinou,

J.

Phys. Condens. Matter

6,

5113 (1994).

A. Gold and W. Gotze, Phys. Rev.

B 33,

2495 (1986). P.Maldague, Surf. Sci.

73,

296 (1978);N. R. Arista and

W.Brandt, Phys. Rev. A

29,

1471(1984).

K. S.Singwi and M. P. Tosi, Solid State Phys.

36,

177

(1981).

K.

S.Singwi, M. P. Tosi, R.H. Land, and A. Sjolander, Phys. Rev.

176,

589 (1968).

A. Gold and L.Calmels, Phys. Rev.

B

48, 11622

(1993).

L. Calmels and A. Gold, Solid State Commun. 92, 619 (1994);

93,

9i(E)

(1995).

T.

Ando, A.

B.

Fowler, and

F.

Stern, Rev. Mod. Phys. 54,

437(1982).

A. Gold and A. Ghazali, Solid State Commun.

83,

661

(1992).A factor (a&

ja)

is missing in Eq. (3)ofthis refer-ence because of aprinting error, and 6 has to be replaced by h.

Şekil

FIG. 2. Mobility for remote doping as a function of electron density for R = a& and B, = 0
FIG. 4. Mobility for remote doping as a function of electron density and R, = 2R. The solid and dashed lines represent calculations with and without local-field corrections,  respec-tively

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