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ESTABLISHMENT OF REFERENCE INTERVALS OF LABORATORY TESTS USING HOSPITAL PATIENT DATA*

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Mustafa Toprakçi, Ph.D.** / Kaya Emerk, Ph.D.***

* Department o f Biochemistry, School o f Medicine, lia d ir Has University, Istanbul,

Turkey.

** Department o f Biochemistry, School o f Medicine, Marmara University, Istanbul,

Turkey.

ABSTRACT

Objective:

In this study, hospital patient data

was used to derive reference intervals for

selected clinical laboratory tests.

Methods:

Data were obtained indirectly using

our hospital database including both sexes. No

selection criteria have been applied. The data

has been partitioned into only three age groups

as, 3-20, 21-60 and 61 to older in order to

prevent age related grouping in the distribution.

The distributions have been checked by

normality analysis using Kolmogorov-Smirnov

test. Nonparametric percentile estimate method

was used to obtain reference intervals in the age

groups of 21-60 and 61 to older. In age group 3-

20, the number of data were below 120 in most

tests so, GraphROC for Windows, a statistical

package which performs a robust modified

nonparametric method, was used to find

reference intervals.

Results:

Most of the test data did not show

Gaussian distribution form and parametric

analysis of these data has failed. Instead,

nonparametric analysis has succeeded in

establishing the intervals in three age groups.

Conclusion:

The

results

resembled

the

characteristics of our hospital patient population.

Especially, protein and lipid parameters showed

clear differences in our population, compared to

the reference values of the manufacturer, which

are currently used. This study has been a clear

evidence

indicating

the

importance

of

determination of reference intervals and the

analysis of indirectly selected hospital patient

data using nonparametric statistical techniques.

K ey W o rd s:

Reference interval, Hospital

patient data, Nonparametric.

IN TRODUCTION

Reference intervals are routinely used in clinical

trials and constitute a major part in the evaluation

of the diseased individual. In his study Benson

(1) investigated the concept of reference interval

and described it as the most intractable problem

that limits the usefulness of laboratory data. The

course of identifying reference values utilises

many statistical procedures; from this point of

view, it depends on the methods selected to

analyse the data (2,3). Besides, it needs a clear

(■) In this study we obtained reference intervals for our laboratory using hospital patient data.

(Accepted 23 January, 2002)

Marmara Medical Journal 2002;15(2):92-96

Correspondance to: Mustafa Toprakçi, Ph. D. - Department of Biochemistry, School of Medicine,

Kadir Has University, Gayrettepe, Istanbul, Turkey,

e.mail address: mtoprakci@ttnet.net.tr

(2)

definition and selection of data from a target

population, which is to be modelled (4,5).

The goal of this study is to indicate the

importance of reference interval study and to

establish the methodology for evaluating hospital

patient data for reference interval analysis. At

first, clear distinction should be made between

normal population and hospitalised population.

Otherwise unimodality in data will be difficult to

preserve. The first problem is to find the right

population for determination of laboratory test

reference Intervals. This actual population can be

modelled by sampling smaller populations from

it. A group of investigators prefer to use clearly

defined and selected data from hospital

populations, which is called direct sampling.

Whereas, others collect laboratory data, without

applying any selection criteria (6-8). This latter

method is called indirect sampling. In our study,

this second approach was used and the collected

data was grouped into three age groups as: 3-20,

21-60 and 61 and older. We selected our

laboratory tests to minimize the possible effects

of sex distribution. Biochemical tests which would

be least affected from gender related groupings

were mainly chosen.

These are: Albumin (ALB), Alkaline Phosphatase

(ALP),

Alanine

Aminotransferase

(ALT),

Aspartate Aminotransferase (AST), Blood Urea

Nitrogen (BUN), Calcium (CA), Cholesterol

(CHOL), Creatinine (CREA), Direct Bilirubin

(DBIL), Phosphorus (PHOS), Total Bilirubin

(TBIL), Total Protein (TP), Triglyceride (TRIG).

Several well-defined criteria could be applied in

the selection and the partition of the test data (9).

To find the most suitable statistical procedure,

which would

best analyse the selected

population data, parametric and nonparametric

methods were checked. Use of parametric

methods decreases the requirement for large

number of data, but also requires carefully

selected data. Well-defined criteria must be

applied to the data and the distribution should

follow Gaussian form. It was shown that mostly

data from hospital populations do not follow

Gaussian form; even when strict selection criteria

had been applied (10).

Nonparametric methods produce better results In

non-Gaussian distributions. Even indirectly

selected hospital patient data can be used to

derive

reference

intervals.

Nonparametric

percentile estimate method which is a more

practical way to determine reference intervals on

a strong statistical methodology was used in this

study.

MATERIALS AND METHODS

Patient data have been collected from the

hospital database. The laboratory data had been

produced by Dade Behring Dimension XL

analyser using the test kits supplied from the

same manufacturer. The calibrations and the

internal quality controls, during the test period

were carried out by the materials supplied by

Dade Behring. Precision and accuracy of the test

were checked also by external quality control

program carried by the Turkish Biochemistry

Association.

The measurements were carried out on the

serum materials collected from the patients

admitted to the out-patient clinics and those who

were hospitalised in various departments.

Emergency patients were excluded from the

study. The blood specimens were collected

according to the general phlebotomy rules. They

were separated to serum and supplied to the

analyser in 20 minutes. These procedures were

adapted according to the rules given in the

NCCLS-C28-A document (9).

Two nonparametric methods have been used in

the statistical analysis of the test groups; these

were nonparametric percentiie estimate (6,9) and

the robust nonparametric methoa applied by the

GraphROC program (11). The first method was

applied to the test groups in the 21-60 and 61-

olaer ages. The second method was applied to

the 3-20 age group. The selection of these

nonparametric methods was based on the

number of data obtained in the age groups.

Application of nonparametric percentile estimate

method is proposed by NCCLS document for

indirectly selected hospital laboratory data.

The data were curtailed to exclude illness-related

values. It should be noticed that the high values

might be greater in number, especially in

indirectly selected data from hospital population.

Because there were enough data in 21-60 and

61-older ages' test groups; these test groups

(3)

were curtailed using ±3 S D limits. In age group 3- 20 there w ere not enough data to apply nonparam etric p ercen tile e stim ate method, b ecause at least 120 data is needed to perform this analysis (9,12). For this reason a robust nonparametric method defined by Kairisto (11) in G ra p h R O C statistical program w a s preferred for this age group tests. T h is method curtails the data using ±4 S D limits which enables wider reference data. Th e test va lu e s in this age group show large variations and the data number is small which could c a u se extrem e disturbances during statistical ana lysis.

In e sse n ce the data number closely depends on the statistical p rocedure c h o se n . S e v e ra l investigators proposed different num bers on different statistical methods (12). Extrem e valu es were handled using Dixon’s method. All data w ere rech ecke d and extrem e v a lu e s w ere omitted. Dixon’s method w a s applied to data manually after ±3 S D curtail in 21-60 and 61 to older ag es and also by the G ra p h R O C program in the 3-20 ages' data (13).

In descriptive statistical a n a ly sis, the S P S S P C program w a s used ( S P S S P C ). Other data sorting and charting applications w ere carried by MS Exce l (Microsoft W indow s).

In evaluating the distribution of data normality analysis w as performed using the Kolmogorov- S m irn ov test. In n o n -G a u ssia n distribution Log(10) transformation of data w a s performed. After transform ation the distributions w ere reevaluated with normality a n a lysis (14,15).

RESULTS

The data in each test group w ere analysed using descriptive statistics. T h e number of data and the distribution type are the principle elem ents, which are used to select the statistical method to analyse the reference intervals. In the age group 3-20 the data num bers vary greatly and are well below the critical level of 120 to apply cla ssic nonparametric tests.

The normality a n a lysis w ere carried with the Kolm ogorov-Smirnov test. It w a s observed that, in most of the test groups the data did not follow normal distribution. In som e tests (A L T , A S T ,

C H O L , T R IG ) the standard deviations w ere high. To e xclu d e the illn e ss-re late d d ata, the distributions w ere curtailed by omitting the data lying outside the ±3 S D limits. T h is w ay we could exclude the test results that w ere directly related to the pathology. T h is procedure lowered the amount of data in all test groups. In age group 3- 20 due to lack of enough data, no ±3 S D curtail w as applied. G ra p h R O C for W indows program produced meaningful results in this age group using raw data. Additionally Dixon's a n a ly sis for extrem e valu e s had been performed to all test data in all age groups. Th e descriptive statistical a n alysis of curtailed data in the age groups 21-60 is given in Table I.

T a b l e I: D e s c rip tiv e s ta tis tic a l a n a ly s is o f 2 1 -6 0 a g e g ro u p a fte r± 3 S D c u rta il.

Mean SD Distribution ALB 3.80 0.398 Gaussian ALP 81.68 28.74 Non-gaussian ALT 39.98 9.65 Non-gaussian AST 23 22 6.39 Non-gaussian BUN 13.07 3.35 Gaussian CA 9.51 0.54 Gaussian CHOL 201.7 31.59 Non-gaussian CREA 0.85 0.14 Non-gaussian DBIL 0.144 0.056 Non-gaussian PH0S 3.482 0.64 Non-gaussian TBIL 0.63 0.25 Gaussian TP 7.38 0.58 Gaussian TRIG 107.7 50.31 Non-gaussian

A s se en from Tab le I, most of the test data did not follow norm al distribution. At this step transformation of data w a s performed. Normality a n a lysis w as applied to the transform ed data and most of the test distributions did not obey G a u ssia n form.

In Fig. 1a raw and transform ed data distributions are se e n . In Fig . 1b output of G ra p h R O C program is se en on the A L T 3-20 age group data. Th is method regroups the data and produces a new distribution. O ne can choose param etric or nonparam etric a n a ly sis of this new distribution. In this study n on p aram etric a n a ly s is w a s performed.

The data in all test groups w ere evaluated with nonp aram etric m ethods. T a b le II g ive s the

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F i g . l a : A LT d istribu tio n s are given. In the left plot raw data is show n to present ske w n e ss to the left side. In the right p lot Log tran sfo rm a tio n is applie d to the sam e data and recovery to G a ussian distribu tio n is obvio u sly seen.

F i g . l b : A LT 3-20 age gro u p d istribution. R eference interval w as d e term in e d as 20 .1-4 4 .8 m g/dl, w here reference interval of the m an u fa ctu re r w as 30-65 m g/dl. T he 21.0- 9 8 .0 m g/d l. in te rv a l w a s o b ta in e d by p a ra m e tric a n a lysis of this sam e d istribution. T his show s clearly the in a p p ro p ria te result of p a ra m e tric a n a lysis on in d irectly selected data.

results of our study; the first age group (3-20) inte rvals w ere obtained with nonparam etric indirect method used in G ra p h R O C for Windows program. The intervals of the two later age groups (21-60 and 61 to older) were obtained with the nonparam etric percentile estim ate method.

D IS C U S S IO N

The results of the study show that reference inte rvals from three age groups bear co nsid e rab le difference. T h is is e sp e c ia lly evident between the 3-20 age group and the two later age groups.

The most prominent differences were seen in lipid param eters. C H O L and T R IG values were considerably higher in our population, in all age groups. In this age group we could not obtain a meaningful value for T R IG in both methods. The c a u se s of differences can be various, but mostly they result from the reference population and the statistical method used. There are many other studies in which hospital laboratory data w ere used a s reference population (16,17). We carried indirect sampling during data collection from the hospital d a ta b a se . T h is kind of approach will be different from direct sampling of the data w here a well-criticized selection is applied. Number of the data is also an important factor and greatly affects the results especially when nonparametric methods are used. The

T a b l e II: R e fe re n c e in te rv a ls p ro d u c e d in th is s tu d y a re g iv e n . In a g e g ro u p 3 -2 0 no m e a n in g fu l re s u lt c o u ld be o b ta in e d fo r T R IG .

3-20 age N

Reference Interval 21-60 age N

Reference Interval 61 to older N

Reference Interval Current reference intervals Units

ALB 74 2.33-4.96 282 3.04-4.5 143 3.1-4.56 3.4-5.0 g/dl ALP 146 51-267 551 37-144 334 37-146.8 50-136 U/L ALT 240 20.1-44.8 700 26-66.7 302 25-65.6 30-65 U/L AST 241 12.1-39.4 724 13.4-39.3 313 13.5-39.1 15-37 U/L BUN 100 6.9-17.8 562 7-19.3 268 8-20 7-18 mg/dl CA 91 9.05-10.6 380 8.5-10.6 250 8.5-10.6 8.8-10.5 mg/dl CHOL 91 125-240 519 126-246 228 128-249 0-200 mg/dl CREA 142 0.5-1.0 532 0.6-1.2 383 0.6-1.4 0.6-1.3 mg/dl DBIL 70 0.02-0.3 128 0.05-0.3 104 0.08-0.3 0.0-0.3 mg/dl PH0S 53 2.4-6.1 312 2.3-5.1 207 2.4-5 1 2.5-49 mg/dl TBIL 75 0.27-1.03 197 0.2-1.2 120 0.2-1.17 0.0-1.0 mg/dl TP 69 64-8.2 247 6.1-8.4 155 6.0-8.4 64-8.2 g/dl TRIG 70 — 591 38-230 291 36-231 30-200 mg/dl

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number should be well over 120 in order to obtain meaningful results. W e have carried ±3 SD curtail to omit illness related valu e s in age groups 21-60 and 61 to older, if selection criteria were applied previously in direct sam pling, ±4 S D could be chosen a s limits in these age groups. It is also shown that transformation of data did not co rrect the distribution characteristics.

Nonparametric percentile estim ate a n a lysis is very powerful in obtaining the lower and upper v a lu e s in ske w e d distributions. In addition, regrouping the data m akes the distribution of populations, which have le ss than 120 data num ber, more su itab le for nonparam etric analysis. T h is method had been applied in 3-20 age group using G ra p h R O C program. T h is had changed the reference intervals significantly and produced better re su lts (F ig . 1b). T h e nonparametric reference interval a n alysis should be preferred in indirectly selected data a s shown in our study. In previous studies it is shown that it is difficult to obtain a G a u ssia n distribution from hospital patient data, even when selection criteria are applied.

The higher valu es obtained for C H O L and T R IG also needs further investigation. Larger data pools should be obtained from several different hospital locations and lipid valu es should be established clearly for our population. A s a result it can be said that, hospital patient data together with nonparametric a n a lysis is a practical and effective method to determine reference intervals.

A C K N O W L E D G E M E N T S

In this study w e thank M arm ara U niversity Hospital, Biostatistics Department for their kind help. W e are e sp e cia lly grateful to our co ­ workers who have helped by contributing the production of test results and their collection.

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