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Electrochromic Smart Materials

Fabrication and Applications

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Smart Materials

Series editors:

Hans-Jo¨rg Schneider, Saarland University, Germany Mohsen Shahinpoor, University of Maine, USA

Titles in this series:

1: Janus Particle Synthesis, Self-Assembly and Applications 2: Smart Materials for Drug Delivery: Volume 1

3: Smart Materials for Drug Delivery: Volume 2 4: Materials Design Inspired by Nature

5: Responsive Photonic Nanostructures: Smart Nanoscale Optical Materials

6: Magnetorheology: Advances and Applications

7: Functional Nanometer-Sized Clusters of Transition Metals: Synthesis, Properties and Applications

8: Mechanochromic Fluorescent Materials: Phenomena, Materials and Applications

9: Cell Surface Engineering: Fabrication of Functional Nanoshells 10: Biointerfaces: Where Material Meets Biology

11: Semiconductor Nanowires: From Next-Generation Electronics to Sustainable Energy

12: Supramolecular Materials for Opto-Electronics 13: Photocured Materials

14: Chemoresponsive Materials: Stimulation by Chemical and Biological Signals

15: Functional Metallosupramolecular Materials

16: Bio-Synthetic Hybrid Materials and Bionanoparticles: A Biological Chemical Approach Towards Material Science

17: Ionic Polymer Metal Composites (IPMCs): Smart Multi-Functional Materials and Artificial Muscles Volume 1

18: Ionic Polymer Metal Composites (IPMCs): Smart Multi-Functional Materials and Artificial Muscles Volume 2

19: Conducting Polymers: Bioinspired Intelligent Materials and Devices 20: Smart Materials for Advanced Environmental Applications

21: Self-cleaning Coatings: Structure, Fabrication and Application 22: Functional Polymer Composites with Nanoclays

23: Bioactive Glasses: Fundamentals, Technology and Applications 24: Smart Materials for Tissue Engineering: Fundamental Principles 25: Smart Materials for Tissue Engineering: Applications

26: Magnetic Nanomaterials: Applications in Catalysis and Life Sciences 27: Biobased Smart Polyurethane Nanocomposites: From Synthesis to

Applications

28: Inorganic Two-dimensional Nanomaterials: Fundamental Understanding, Characterizations and Energy Applications

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29: Ionic Liquid Devices 30: Polymerized Ionic Liquids

31: Nanogels for Biomedical Applications

32: Reactive Inkjet Printing: A Chemical Synthesis Tool

33: Electrochromic Smart Materials: Fabrication and Applications

How to obtain future titles on publication:

A standing order plan is available for this series. A standing order will bring delivery of each new volume immediately on publication.

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Book Sales Department, Royal Society of Chemistry, Thomas Graham House, Science Park, Milton Road, Cambridge, CB4 0WF, UK

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Electrochromic Smart Materials

Fabrication and Applications

Edited by

Jian Wei Xu

Institute of Materials Research and Engineering A*STAR, Singapore Email: jw-xu@imre.a-star.edu.sg

Ming Hui Chua

Institute of Materials Research and Engineering A*STAR, Singapore Email: chua_ming_hui@imre.a-star.edu.sg

and

Kwok Wei Shah

Institute of Materials Research and Engineering A*STAR, Singapore Email: bdgskw@nus.edu.sg

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Smart Materials No. 33 Print ISBN: 978-1-78801-143-3 PDF ISBN: 978-1-78801-666-7 EPUB ISBN: 978-1-78801-682-7 Print ISSN: 2046-0066 Electronic ISSN: 2046-0074

A catalogue record for this book is available from the British Library rThe Royal Society of Chemistry 2019

All rights reserved

Apart from fair dealing for the purposes of research for non-commercial purposes or for private study, criticism or review, as permitted under the Copyright, Designs and Patents Act 1988 and the Copyright and Related Rights Regulations 2003, this publication may not be reproduced, stored or transmitted, in any form or by any means, without the prior permission in writing of The Royal Society of Chemistry or the copyright owner, or in the case of reproduction in accordance with the terms of licences issued by the Copyright Licensing Agency in the UK, or in accordance with the terms of the licences issued by the appropriate Reproduction Rights Organization outside the UK. Enquiries concerning reproduction outside the terms stated here should be sent to The Royal Society of Chemistry at the address printed on this page.

Whilst this material has been produced with all due care, The Royal Society of Chemistry cannot be held responsible or liable for its accuracy and completeness, nor for any consequences arising from any errors or the use of the information contained in this publication. The publication of advertisements does not constitute any endorsement by The Royal Society of Chemistry or Authors of any products advertised. The views and opinions advanced by contributors do not necessarily reflect those of The Royal Society of Chemistry which shall not be liable for any resulting loss or damage arising as a result of reliance upon this material.

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Preface

Rapid development in the field of optoelectronics over the past decades has brought about game-changing technologies and innovations that see great commercial values and benefits to our daily lives. Electrochromism is one of the key domains in optoelectronics. Since Deb S. K. reported the first electrochromic device in 1969, which demonstrated the reversible colour change of tungsten oxide thin films under the application of an external electrical bias, electrochromism research including electrochromic materials, fabrication techniques and architectures and components of electrochromic devices flourished. This has lead to the development of a large number of practical applications such as smart windows, smart eye-wear glasses, electronic paper, electronic displays and eye-wearable electronics, some of which have been commercialized. This book covers the major topics related to the phenomenon of electrochromism – fundamentals and principles, classes of materials, device fabrication and various applications. This book also provides a comprehensive overview of this field, which can serve not only as an introduction to readers new to this area but also as a resource providing detailed, in-depth knowledge and insights to the seasoned audience.

Chapters 1–2 of this book give a brief introduction of the concept of electrochromism, and touch on some of the useful applications of electro-chromic materials; the fundamental principles of electroelectro-chromic materials and devices with a focus on device components and fabrication techniques as well as crucial device parameters are described. Many classes of com-pounds were found to exhibit electrochromism. In the past decades, the focus of electrochromic materials study has shifted from inorganic metal– oxides and metal-complexes, to organic p-conjugated functional molecules and polymers. Owing to their good processability, flexibility and low cost, conjugated polymers constitute an attractive class of materials for

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electrochromic applications. Therefore, the recent advance of a variety of conjugated polymers including their synthesis approaches, electrochromic properties, etc. is highlighted in a different capacity in Chapters 3–11. In particular, Chapters 3–4 review numerous classes of conjugated polymers and their different synthesis approaches with a specific focus on donor– acceptor (DA) type conjugated polymer synthesis strategy that is effective to fine tune electrochromic properties of corresponding conjugated polymers. Chapter 8 expands its scope of DA type conjugated polymers to unique DA type polymer structures starting from some interesting cruciform, star-shaped and dendritic monomers. Recently, electrochromic materials that additionally exhibit electrofluoresecence properties have been studied from the point of view of both fundamentals and applications, and thus Chapters 5, 7 and 9 summarize the latest advances in these types of electrofluorochromic materials. Electroactive polymers derived from high-performance building blocks including carbazole, arylamine, etc. are discussed and they are presented in detail in Chapters 10 and 11, respectively.

In addition, some of the traditional electrochromic materials including viologen (Chapter 12), metallo-supramolecular polymers (Chapter 13) and metal oxides with an emphasis of their corresponding nanostructures (Chapter 14) are discussed. Electrochromic processes such as metal elec-trodeposition that is able to control and synthesize materials with different nanostructures for better electrochromic performance is also highlighted (Chapter 15). Finally, this book concludes an important application of electrochromism with Chapter 16, showcasing a major use in smart windows and fenestration technology. The evolution of these smart windows provides a timely push towards greener buildings through more sustainable energy-saving solutions in this rapidly developing world.

Through this book, it is envisaged that readers should not only under-stand the fundamentals of electrochromism, from materials diversity, mechanism to device fabrication, but more importantly, will appreciate the holistic and multi-disciplinary nature of this field, and many innovative solutions and technologies it has brought to our daily lives. Whether it is the self-dimming smart windows that passengers are sitting next to on a Boeing 787 Dreamliner plane or the auto-dimming anti-glare smart mirrors in the car for increased safety, the importance of electrochromic technology is here to stay and will continue to expand its role in our daily lives.

Finally, the editors wish to express their immense appreciation to all authors for their efforts in contributing to this book.

Jian Wei Xu, Ming Hui Chua, and Kwok Wei Shah Republic of Singapore

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Contents

Chapter 1 Introduction to Electrochromism 1

Ming Hui Chua, Tao Tang, Kok Haw Ong, Wei Teng Neo and Jian Wei Xu

1.1 General Introduction 1

1.2 History of Electrochromism 2

1.3 Mechanism of Electrochromism and EC Devices 3

1.4 Applications of EC Materials 4

1.4.1 Smart Glass/Windows 4

1.4.2 Car Rear-view Mirrors 7

1.4.3 EC Displays 7

1.4.4 Wearable Apparel and Devices 8

1.4.5 Modulation of Microwave and Near-Infrared

Radiation 13

1.5 Conclusion 14

References 15

Chapter 2 Fundamentals of Electrochromic Materials and Devices 22 Wei Teng Neo, Ming Hui Chua and Jian Wei Xu

2.1 Introduction 22

2.1.1 Types of Electrochromes 22

2.2 Classes of Electrochromic Materials 23

2.2.1 Metal Oxides 24

2.2.2 Metal Hexacyanometallates 25

2.2.3 Metal Phthalocyanines 25

2.2.4 Viologens 28

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2.2.5 Conjugated Polymers 29

2.2.6 Other Organic Electrochromes 32

2.3 Architecture and Components of Electrochromic

Devices 33 2.3.1 Electrode 34 2.3.2 Electrolyte 35 2.3.3 Electrochromic Layer 37 2.3.4 Charge-storing/Counter Layer 40 2.3.5 Sealant 41

2.4 Electrochromic Performance Parameters 41

2.4.1 Colour Quantification 42

2.4.2 Optical Contrast/Photopic Contrast 42

2.4.3 Switching Time 44 2.4.4 Colouration Efficiency 44 2.4.5 Optical Memory 44 2.4.6 Stability/Cycle Life 45 2.5 Concluding Remarks 45 References 46

Chapter 3 Conjugated Polymers for Electrochromic Applications 51 Serife O. Hacioglu, Hava Zekiye Kaya, Yasemin Arslan Udum and Levent Toppare

3.1 Introduction 52

3.2 RGB (Red, Green, Blue) Based Electrochromics 53 3.3 CMYK (Cyan, Magenta, Yellow, Key) Based

Electrochromics 62

3.4 Water Processable Electrochromic Polymers 68 3.5 PEDOT and Its Derivatives: Attractive

Electrochromic Polymers 71

3.6 Fluorescent Polymers 78

3.7 Triphenylamine (TPA) Bearing Polymers 89

3.8 Concluding Remarks 97

References 98

Chapter 4 Donor–Acceptor Type Conjugated Electrochromic

Polymers 103

Jenner H. L. Ngai, Xiguang Gao and Yuning Li

4.1 Introduction 103

4.2 Color Engineering of D–A Polymers 107

4.2.1 D–A Polymers with Neutral Primary

Red–Green–Blue Colors 107

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4.2.2 D–A Polymers with Secondary or Tertiary

Colors 111

4.2.3 D–A Polymers with Multi-color Switching 113 4.2.4 D–A Polymers with NIR Switching Ability 116 4.3 D–A Polymers Showing High Performance in

Electrochromic Devices 117

4.3.1 High Optical Contrast and Fast Switching

Speed 117

4.3.2 High Coloration Efficiency 119

4.3.3 High Cycling Stability 122

4.4 Conclusion 123

Acknowledgements 124

References 124

Chapter 5 Electrochromic, Electrofluorescent and Light-induced

Coloration Effects 129

Jian Liu, Gui Luo and Chunye Xu

5.1 Introduction 129

5.2 Multifunctional Device and Material Films 130 5.2.1 AIEE-active and Electrochromic Bifunctional

Polymer and Device 130

5.2.2 Trifunctional CdSe Quantum Dots–Polymer

Composite Film 133

5.2.3 Bi-functional Europium Ion Doped

WO3Film 142

5.3 Conclusion 149

Acknowledgements 149

References 149

Chapter 6 Bistable Electrochromic Windows from Conjugated

Polymers 151

Minsu Han, Inkyung Kang and Eunkyoung Kim

6.1 Introduction 151

6.1.1 Optical Memory 152

6.1.2 Key Parameters for OM and Bistability 152 6.1.3 OM of Molecular Level EC Materials 153 6.2 Optical Memory of p-conjugated Polymers 155 6.2.1 Optical Memory in Electrochromic PEDOTs 155 6.2.2 Optical Memory in Thiophenyl Copolymers 155 6.2.3 Optical Memory in Indole-containing

Copolymers with PEDOT Layer 158

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6.2.4 Optical Memory in Polyselenophenes 161

6.2.5 Donor–Acceptor Type ECPs 165

6.3 Electrochromic Bistability of Conjugated Polymers 168 6.3.1 Optical Memory of

Poly(2,2-dimethyl-3,4-propylenedioxythiophene) (PProDOT-Me2) 168

6.3.2 IET and IDT Mechanism to Reach Bistability 171 6.3.3 Bistability of Side Chain Engineered ProDOTs 174

6.3.4 Charge Balanced Bistable ECDs 182

6.4 Conclusion 188

Acknowledgements 189

References 189

Chapter 7 Electroluminochromism: Classical Materials and

New Developments 192

Zhong-Liang Gong, Rui Li and Yu-Wu Zhong

7.1 Introduction 192

7.2 Conventional Mechanism of

Electroluminochromism 193

7.3 Electroluminochromism Based on Small Organic

Molecules 194

7.4 Electroluminochromism Based on Emissive

Polymeric Films 200

7.5 Electroluminochromism Based on Photofunctional

Transition-metal Complexes 204

7.6 Electroluminochromism Based on Emissive

Nanocomposite Films 210

7.7 Summary and Outlook 213

Acknowledgements 215

References 215

Chapter 8 Donor–Acceptor Electrochromic Conjugated Polymers with

Different Structures 218

Cheng Zhang, Xiaojing Lv, Weijun Li and Mi Ouyang

8.1 Introduction and Background 218

8.1.1 Electrochromism in Conjugated Polymer 218

8.1.2 Donor–Accepter Approach 219

8.2 Representative Donor Units 220

8.2.1 Thiophene and Its Derivatives 220

8.2.2 EDOT and Its Derivatives 222

8.2.3 Pyrrole and Its Derivatives 224

8.2.4 Carbazole and Its Derivatives 226

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8.2.5 Triphenylamine and Its Derivatives 226 8.3 Electrochromic Polymers with Different

D–A Structures 228

8.3.1 EC Polymers with D and A Units in the

Backbone 230

8.3.2 D–A Polymers with Pendent A Units 242 8.3.3 D–A Polymers Based on Cruciform

Monomers 245

8.3.4 D–A polymers Based on Star-shaped

Monomers 246

8.3.5 D–A Polymers Based on Dendritic Monomers 250

8.4 Conclusion and Outlook 251

Acknowledgements 252

References 252

Chapter 9 Electrochromic and Electrofluorescence Liquid Crystals 261 Amerigo Beneduci, Giuseppina Anna Corrente and

Giuseppe Chidichimo

9.1 Introduction 261

9.1.1 Electrochromic/Electrofluorochromic Devices 262 9.2 Smart Electrochromic Liquid Crystalline Materials 266

9.2.1 Electrochromic Ionic Liquid Crystals

with p-Type Character 267

9.2.2 Electrochromic Liquid Crystals

Incorporating the Classic Viologen as Redox

Active Unit (n-Type) 269

9.2.3 Viologen-based Liquid Crystalline Rotaxanes 274 9.3 Extended Viologens as Multifunctional Smart

Liquid Crystals 277

9.3.1 Thienoviologens Liquid Crystals 280

9.4 Electrofluorochromic Liquid Crystals 284

9.5 Conclusions 287

Acknowledgements 288

References 288

Chapter 10 Electrochemical Properties and Electrochromic Device

Applications of Polycarbazole Derivatives 293 Metin Ak and Tugba Soganci

10.1 Fundamental Chemistry of Carbazole 293

10.2 Electrochemistry and Electropolymerization of

Carbazole Derivatives 294

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10.3 Electrochromic Properties of Polycarbazoles 298 10.3.1 Polymers from Monomers Containing

One Carbazole Unit 301

10.3.2 Polymers from Monomers Containing

Two Carbazole Units 304

10.3.3 Polymers from Monomers Containing

Multiple Carbazole Units 308

10.4 Smart Windows Application of Polycarbazole

Derivatives 313

10.5 Conclusion 318

References 319

Chapter 11 Arylamine-based High Performance Polymers for

Electrochromic Applications 323

Hung-Ju Yen, Yu-Ruei Kung, Sheng-Huei Hsiao and Guey-Sheng Liou

11.1 Introduction 323

11.1.1 High-performance Polymers 323

11.1.2 Electrochromic Arylamine-based

Molecules 328

11.2 Typical Arylamine-based Electrochromic HPPs 328

11.2.1 Polyimides 328

11.2.2 Polyamides 329

11.2.3 Poly(amide-imide)s 329

11.2.4 Poly(ether-imide)s and Poly(ether-amide)s 330 11.2.5 Poly(hydrazide)s and Poly(oxadiazole)s 337

11.2.6 Poly(arylamine)s 339

11.3 Development of Triarylamine-based

Electrochromic Polymers 339

11.3.1 Introduction of Protection Groups 339 11.3.2 Strategies for Increasing

Electrochromic-coloring Stages 342

11.3.3 Facile Electropolymerization for

Poly(arylamine)s 347

11.4 Electrochromic Devices 350

11.4.1 Single Layer Electrochromic Devices 353 11.4.2 Complementary Electrochromic Devices 356 11.4.3 Flexible Electrochromic Devices 359

11.5 Conclusion and Perspectives 363

Acknowledgements 364

References 364

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Chapter 12 Viologens-based Electrochromic Materials and Devices 372 Kuo-Chuan Ho, Hsin-Che Lu and Hsin-Fu Yu

12.1 Introduction 372

12.2 Electrochemistry and Electrochromism of

Viologens 373

12.2.1 Influence of Anions on Direduced Viologens 374 12.2.2 Electrochromism of Viologen Radical

Cations 374

12.3 Viologens in Electrochromic Devices 381

12.3.1 Mechanism of Viologen-based

Electrochromic Devices 381

12.3.2 Type-1 Electrochromes–viologens in

Non-aqueous Solvents 384

12.3.3 Type-2 Electrochromes–insoluble Viologen

Radical Cations 387

12.3.4 Type-3 Electrochromes–immobilized

Viologens 388

Acknowledgements 400

References 400

Chapter 13 Metallo-supramolecular Polymers with Electrochromic

Properties 406

M. Higuchi

13.1 Metallo-supramolecular Polymers: A Comparison

with Organic Polymers 406

13.1.1 Organic Polymers 406

13.1.2 Linear Structures 407

13.1.3 Branched Structures 409

13.1.4 p-Conjugated Structures 409

13.1.5 Metallo-supramolecular Polymers 410 13.1.6 Color of Metallo-supramolecular Polymers 412 13.2 Linear Metallo-supramolecular Polymers 413

13.2.1 Synthesis 413

13.2.2 Optical and Electrochemical Properties 414

13.2.3 Electrochromic Properties 416

13.3 Hyperbranched Metallo-supramolecular Polymers 417

13.3.1 Synthesis 417 13.3.2 Electrochromic Properties 418 13.4 Heterometallo-supramolecular Polymers 421 13.4.1 Synthesis 421 Contents xv Downloaded on 7/10/2019 8:42:50 AM.

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13.4.2 Electrochemical Properties 423

13.4.3 Multicolor Electrochromism 424

13.5 Electrochromic Devices with

Metallo-supramolecular Polymers 425

13.5.1 Device Fabrication 425

13.5.2 Flexible Electrochromic Devices 426

13.6 Conclusion 428

Acknowledgements 428

References 428

Chapter 14 Nanostructured Electrochromic Materials 430 Yao Li, Huiying Qu, Zhongqiu Tong and Jiupeng Zhao

14.1 Introduction 430

14.2 One-dimensional Nanomaterials for Enhanced

Electrochromism 431

14.2.1 The Advantages of One-dimensional

Nanostructures for Electrochromism 431 14.2.2 Synthesis of One-dimensional

Nanostructures 432

14.2.3 Electrochromism of One-dimensional

Nanostructures 445

14.2.4 Outlook of One-dimensional

Nanostructures for Electrochromsim 454 14.3 3D Nanostructured Electrochromic Materials 454

14.3.1 3D nanostructured Inorganic Electrochromic Materials 455 14.3.2 3D Nanostructured Organic Electrochromic Materials 466 14.3.3 Outlook of 3D Nanostructured Electrochromic Materials 467 References 469

Chapter 15 Electrodeposition Based Electrochromic System 475 Norihisa Kobayashi

15.1 Metal Electrodeposition as an Electrochromic

Process 475

15.2 Metal Deposition Mechanism and Electrochemical

Kinetics 481

15.2.1 Current for Ag Deposition Under Electrode Reaction Control or Diffusion Control 481

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15.2.2 Size-selective Electrodeposition of Metal

Particles and the Kinetics 482

15.3 Localized Surface Plasmon Resonance (LSPR) in

Metal Nanoparticles for Full Color EC Devices 484 15.3.1 Absorption and Diffusion of Light by LSPR 485 15.3.2 Color of Silver Nanostructures with LSPR 486 15.4 Multicolor EC Device with Reversible Metal

Electrodeposition 489

Acknowledgements 491

References 492

Chapter 16 Electrochromic Smart Windows for Green Building

Applications 494

Long Zheng and Kwok Wei Shah

16.1 Introduction to Electrochromic Smart Windows 494 16.2 Electrochromic Materials for Smart Windows 498 16.3 Evaluation of Electrochromic Smart Windows 499

16.3.1 Energy Savings 499

16.3.2 Lighting Performance 502

16.3.3 Operation and Control 505

16.3.4 Durability 507

16.4 Challenge and Future of Electrochromic Smart

Windows in Green Building Applications 509

16.4.1 Main Challenges 510

16.4.2 Future Development 510

16.5 Market Potential of Electrochromic Smart

Windows for Green Building Applications 514

16.6 Summary 515 Acknowledgements 516 References 516 Subject Index 521 Contents xvii Downloaded on 7/10/2019 8:42:50 AM.

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CHAPTER 1

Introduction to

Electrochromism

MING HUI CHUA, TAO TANG, KOK HAW ONG, WEI TENG NEO

AND JIAN WEI XU*

Institute of Materials Research and Engineering (IMRE), the Agency for Science, Technology and Research (A*STAR), 2 Fusionopolis Way, Innovis, #08-03, Singapore 138634

*Email: jw-xu@imre.a-star.edu.sg

1.1

General Introduction

Chromic materials are materials which exhibit a reversible colour change in response to an external stimulus such as temperature (thermochromism)1 and light (photochromism).2 The source of the colour changes is the variation in absorption spectra of the materials across the UV–visible–near-infrared (NIR) region. Besides the above-mentioned stimuli, oxidation and reduction of certain substance upon application of an electrical bias can also lead to distinct photo-optical and colour changes. This phenomenon is known as ‘‘electrochromism’’.3–6 Electrochromic (EC) materials generally exhibit colour changes between two coloured states or between a coloured state and a bleached state. Materials that reveal coloured hues in their oxi-dised or reduced states are referred to as anodically colouring or cathodically colouring respectively.10–12Several EC materials that exist in multiple redox states reveal the unique ability to switch between several coloured states. This is known as polyelectrochromism.7–9EC materials are highly applicable in smart windows and optical display technology. Furthermore, as the region of optical changes can be extended beyond the UV–visible region into the

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NIR, the thermal infrared and even the microwave region, these EC materials are potentially useful in defence related applications.13

Many different classes of compounds were reported to exhibit EC prop-erties: (i) transition metal oxides (WO3 and TiO2),14–23 metal coordination

complexes (CoFe(CN)6and Prussian Blue),24–28organic molecular dyes (e.g.

viologen)29–33and organic conducting polymers (e.g. polythiophenes, poly-anilines and poly(3,4-ethylenedioxythiophene (PEDOT))).34–44 Amongst these, organic EC materials possess advantages such as intense colouration, ease of structural modification, good processability, low cost and good film-forming ability. On the other hand, their inorganic counterparts were re-ported to exhibit good chemical and electrochemical stabilities as well as a wide range of working temperatures.45 In addition, organic/inorganic na-nocomposites were also developed to combine the advantages of both or-ganic and inoror-ganic EC materials. Such hybrid materials could be prepared from the use of either only EC-active organic or inorganic materials or both. In the EC nanocomposites, much attention has been paid to modifying the interfacial interactions between organic and inorganic parts because such interactions are vital for structure strength, mass transport, electron conduction and EC performance.46–48

1.2

History of Electrochromism

The first EC device was documented by Deb in 1969, where he demonstrated the controlled and reversible changing of colour with the use of tungsten trioxide (WO3).49,50 Since then, many classes of EC materials and

corres-ponding devices have been reported, which include metal oxides, viologens and conjugated polymers. Due to their facile colour changes in the visible region, EC materials were highly sought after and employed for optical display applications. Early research in the US, Soviet Union, Japan and Europe on EC materials were motivated by their potential applications in information displays. There were intense research efforts during the first half of the 1970s at several large international companies such as IBM,51,52 Zenith Radio,53,54 the American Cyanamid Corporation55 and RCA in the US56–60 as well as Canon in Japan,61 Brown Boveri in Switzerland62 and Philips in the Netherlands.63Through the years, electrochromism continues to receive wide attention in the area of fundamental research. In the mid-1980s, interest in EC materials was boosted again given the potential ap-plication in fenestration technology, which was deemed as a way to achieve better energy-efficiency in buildings. The newly conceived ‘‘smart’’ window technology could vary the transmittance of light and solar energy, leading to energy savings and indoor comfort.64–67Moving on, breakthroughs in device engineering and manufacturing techniques allow for electrochromism to move beyond traditional applications such as smart windows and optical displays into emerging applications such as wearable electronics and defence-related technologies.

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1.3

Mechanism of Electrochromism and EC Devices

EC materials undergo colour (and sometimes, fluorescence) changes upon the application of an electric field. Generally, the mechanism of EC activities involves the electrochemical oxidation and/or reduction of EC materials, resulting in changes in the optical band-gap, which is thus reflected in colour changes observed. In most cases, a constant supply of electric current is required to sustain a certain colour associated with an electro-oxidised or -reduced state. There are, however, some materials that require almost zero-current consumption to maintain a certain colour state, which is known as the ‘‘memory effect’’. The detailed mechanism of electrochromism will be discussed in subsequent chapters.

For real-life applications, EC materials have to be incorporated into functional EC devices. Typically, EC materials exist as thin films within the EC devices, allowing them to be in close contact with electrodes and elec-trolytes for electric current to flow through the devices. An EC thin-film device normally adopts a multi-layered structure as shown in Figure 1.1, which can be used to tailor the optical properties of a device on applying a voltage, and revert to the original state when the polarity of the voltage is reversed. Having good electrical contact between layers is required to ensure good stability and EC performance. As shown in Figure 1.1, a typical EC device has at least five layers: transparent-conducting oxide (TCO) layer/ ion-storage layer (IS)/ion-conducting layer (electrolyte)/EC layer/TCO layer, superimposed on one substrate or be positioned between two substrates in the laminate configuration. In this configuration, the EC layer is coated on one side of ion conductor while an ion-storage layer is located on the other side of ion conductor. The use of ion-storage layer is to obscure the galvanic-cell basis of operation. The conducting layer is mainly responsible for carrying the charge from a power source to the corresponding EC layer.68–72 The ion-conductor, which is made up of small mobile ionic charge carriers, ensures the completion of the circuit by facilitating the transfer of ions

Figure 1.1 The bare bones of an EC device.

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between electrodes.48,76–79 Finally, epoxy and relevant sealants are used to ensure that electrolyte is not leaked during operation.73–75

Optical modulation of EC devices is mainly affected by H1or Li1transport for devices backed by a single glass or a polyester substrate. However, laminated devices show some difference compared to their counterparts. Particularly, devices using H1transport normally use electrolytes containing polyethylene oxide (PEO), a copolymer of sodium vinylsulfonic acid and 1-vinyl-2-pyrrolidinone and poly-2-acrylamido-2-methyl-propane sulfonic acid.80–84Meanwhile, the counter electrodes are polyaniline, Prussian Blue, or a mixture of two, which lead to a large modulation range of visible light.85–92On the other hand, laminated devices with Li1transport are a bit distinct. In other words, the polymers consist of poly-methyl methacrylate (PMMA) copolymerized with polypyrrole,93–95 propylene carbonate,96–98 silane,99,100polypropylene,101,102 glycidyloxypropyl trimethoxysilane copoly-merized with tetraethylene glycol,103,104 polyethylene glycol methacrylate copolymerized with PEO,103,105 ormolyte or polyvinylidene fluoride.105–109 Those polymers are ion-conducting via adding an optimal Li salt. In add-ition, V2O5, SnO2doped with Mo and Sb, and TiO2with or without additions

of ZrO2 or CeO2are used as the counter electrode in the system with Li1

transport.110–117

1.4

Applications of EC Materials

Over the past decades, EC materials and devices have been widely applied in a number of areas, particularly information displays, variable reflectance mirrors, smart windows and variable emittance surfaces. The principles of the four stated applications are shown in Figure 1.2. EC materials and de-vices can be applied to translucent, transparent or mirror surfaces, and the amount of light absorbed, reflected or passing through can be modulated by controlling electric current passing through the devices. In general, all EC devices can be classified based on their operating mode—transmission or reflection.

Recently, there has been a strong resurgence in the development of EC-based display-oriented devices such as ‘‘electronic paper’’ with a focus on cheap printable EC ‘‘labels’’118–120with excellent viewing properties,37,121–124 ‘‘active’’ authentication devices and sensor platforms with EC-based read-out.125–127 These will be discussed in further detail in the following subsection.

1.4.1

Smart Glass/Windows

One of the most prominent applications of EC technology is for smart glass and windows. Such EC windows can switch reversibly between transparent and opaque states and across different degrees of opacity simply by varying the electrical potential applied. As such, the amount of external light, glare and solar radiation (hence heat from outside) entering through the window

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can be modulated easily.130–135 This, in turn, leads to potential energy and cost savings as the reliance of indoor lighting and temperature (e.g. air conditioning) control is reduced. Similarly, indoor privacy can be main-tained at the wish of the user, simply by switching the smart window from transparent to opaque, effectively eliminating the need for shades or cur-tains. Smart windows have been used in buildings, vehicles and even on planes. The market size for EC glass was estimated to be $1.17 billion in 2013 and this is expected to expand to $2.59 billion by 2020, representing a compounded annual growth rate of over 10%.136

The key advantage of EC smart glass is that it requires electric power only during switching. In contrast, alternative technologies such as suspended particle devices and polymer-dispersed liquid crystal devices require the application of continuous power in order to maintain the glass in a trans-parent state.137 Figure 1.3 demonstrates the configuration and mechanism of an EC window. In the configuration, the window functions as an elec-trochemical cell in which two conducting glass panes are separated by an electrolyte material. At an open-circuit voltage, both the working and counter electrodes are transparent, allowing both heat and light to pass through. The EC window thus exists in the ‘‘bright mode’’. The EC window can switch to ‘‘cool mode’’, where heat is blocked while allowing the natural light to pass

Figure 1.2 Principles of four different applications of EC devices. Arrows indicate incoming and outgoing electromagnetic radiation; the thickness of the arrows signifies radiation intensity.

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through with the reduction of voltage to an intermediate level. Finally, at lower electric potentials, the EC window converts to ‘‘dark mode’’, effectively blocking the transmittance of both heat and natural light.

At present, several EC windows are available on the market. Some notable smart window manufacturers include SAGE Electrochromics, Inc., EControl-Glas GmbH & Co. KG, Saint Gobain Sekurit, GENTEX Corporation, and Asahi Glass. One well-known application of EC glass is in the windows of the Boeing 787 Dreamliner (Figure 1.3).138Used in place of conventional window blinds, EC technology has enabled airline passengers to control the opacity of the windows with the push of a button. Cabin crew can also remotely adjust individual windows or those on the entire plane, freeing them the hassle of checking each individual window before take-off or landing.

Furthermore, energy storage and electrochromism functions can be grated into a single device, as demonstrated by various groups. By inte-grating an EC device with a solar cell,139–142 photovoltaics,143–147 solar cell glazing, or supercapacitor,148,149 a self-powered smart device can be ob-tained (Figure 1.4). For such energy-harvesting smart windows, light energy is converted into electricity when there is strong incident sunlight, which is then stored within the smart window. Concurrently, the colour of the

Figure 1.3 Applications of EC devices. (a) Design of EC window. Reproduced from ref. 128 with permission from Springer Nature, Copyright 2013. (b) Smart switchable window applied in Boeing aircraft produced by SmartTints. (c) Photographs of the EC lens. Reproduced from ref. 129 with permis-sion from American Chemical Society, Copyright 2015. (d) Automatic dimming mirror based on electrochromism produced by Gentexs

. Print-able and flexible EC displays designed by (e) Prelonic Technologiessand (f) Siemenss.

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window darkens. When the stored energy is discharged, the window returns to its original colour. The marriage of EC and photovoltaic technology thus effectively eliminates the need for an external electric supply to operate the smart window.

1.4.2

Car Rear-view Mirrors

EC technology has also been applied in anti-glare, auto-dimming rear-view mirrors for automobiles.150 These mirrors have built-in sensors that can detect glare from the headlights of following vehicles. The built-in sensors of EC auto-dimming rear-view mirrors are usually cameras or photodiobased photodetectors, which send the signal to a microprocessor. The de-tection of strong glare will send a charge through an EC gel, which effectively darkens to reduce the glare and discomfort for the driver, thereby improving road safety. No manual adjustment of the rear-view mirror is thus required by the driver, who can focus on driving and road conditions. One such product is the Gentex mirror, millions of which have been sold since 1974.

1.4.3

EC Displays

EC displays produce colour in a subtractive manner, through interaction with transmitted or reflected light from an external light source. This is in contrast to a cathode ray tube or a light emitting diode display which emits light. Beginning in the 1980s, steady development in EC materials has produced materials that can exhibit colour changes from colourless to various colours (such as red, green and blue, or cyan, magenta and yellow). This has thus opened up the possibility to generate full-colour EC displays using the RGB or CMY colour models.160 Furthermore, they can also be fabricated using printing processes on flexible substrates, making low-cost devices such as e-papers possible. One of the most common forms of EC displays would probably be in digital clocks and watches. A recent ex-ample of a fully-printed active-matrix EC display on a flexible substrate

Figure 1.4 Scheme of an Energy Storage Smart Window, combining a solar cell with an EC device.

Reproduced from ref. 139 with permission from the Royal Society of Chemistry.

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which utilizes carbon nanotube thin-film transistors as the backplane was reported.151 While this display has only 66 pixels, it demonstrates the significant potential of EC displays for delivering low-cost, large area devices on flexible substrates.

Figures 1.5 and 1.6 show the structure and performance of an EC display based on ZnO–PEDOT core–shell nanowires. To generate a low power, long term stable and transparent display, the EC material should ideally possess properties such as high contrast, ultrafast switching time, high colouration efficiency, ultrahigh diffusion coefficient and electrochemical stability .152

Another example is a stretchable EC display which employs PEDOT and polyurethane (PU) as the major components. The display performance is shown in Figure 1.7. The composite film works as a free-standing EC film in an electrolyte solution, and can be combined with other stretchable ma-terials such as hydrogel as a support. Moreover, the developed EC film and device are useful as a non-emissive display component in a stretchable wearable device to indicate electrochemical signals.

1.4.4

Wearable Apparel and Devices

EC technology has also been applied to wearable apparel such as eyewear.153 Like transitional lenses, EC lenses for spectacles and sunglasses can be switched between clear and dark states, effectively protecting users from excessive UV radiation and reducing discomfort to the eyes under bright sunlight. The difference between transitional lenses and EC lenses/glasses, however, lies in the former having an auto-dimming function due to photochromic properties of the lenses, whereas the latter operates on a small electric input and is user-controlled. This means that users may switch to a darkened ‘‘sunglasses’’ mode, for example, in a shaded environment, which auto-dimming transitional glasses are unable to do. Nonetheless, the auto-dimming function of EC lenses can also be enabled using

Figure 1.5 A schematic illustration of the nanostructured EC cell as display pixel. Reproduced from ref. 152 with permission from Elsevier, Copyright 2016.

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photo-sensors and micro-controllers.154 The low operation voltage and en-ergy consumption of EC devices imply that a single battery can power a device for thousands of switches. In addition, the switching kinetics of EC lenses are comparatively faster than photochromic lenses, and the lenses can switch between more than one colour.129,153For instance, Reynolds et al. reported the use of a colour-mixing method to produce EC lenses that can reveal several shades of brown (Figure 1.8).129 In addition, the lenses were fabricated using a combination of inkjet printing and blade-coating, clearly demonstrating how these organic EC polymers blends can be easily trans-latable in a large scale production of EC smart lenses.

Figure 1.6 (a) The UV–vis transmittance of the substrate, ZnO nanowires and EC display in the coloured and de-coloured states. (b) The comparison of change in monochromic transmittance (640 nm) versus time during (left) de-colouring and (right) colouring by potential switch between1.5 and 1.5 V for 1–105 cycle switches. (For an interpretation of the references to colour in this figure legend, the reader is referred to the web version of this article.)

Reproduced from ref. 152 with permission from Elsevier, Copyright 2016.

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Figure 1.7 (a) Colour change upon redox reactions of the PEDOT/PU film with 30 wt % PEDOT content measured by UV–vis absorbances and mean L* values of the CIELAB representation of the digital camera images. (b) Correlation between the absorbance at 570 nm and the L* value of the film. (c) Repeated colour change of the EC film during 100 redox cycles in 25% McIlvaine buffer (pH 5). (d) Custom mobile phone app that measures the L* value of the PEDOT/PU film and plots its temporal change in a real-time manner. Measurement of the L* value of the PEDOT/PU film by the app (left), and a screenshot of the app (right). Reproduced from ref. 160 with permission from American Chemistry Society, Copyright 2017.

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Figure 1.8 Example of EC sunglass lenses of multiple shades of brown. (A) Absorption spectra and photographs of the four commercial sunglass lenses, the circles in the photographs indicate the area of the lens from which the spectra were recorded; (B) a*b* plot showing the colour coordinates for the lenses (%), the evaluated ECPs used for colour mixing (K, R¼ 2-ethylhexyl), and the four brown blends (’).

Reproduced from ref. 129 with permission from American Chemical Society, Copyright 2015.

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Excitingly, applications of EC technology are not restricted to hard and rigid lenses, displays or glasses. In recent years, EC technology has found its way into smart and innovative fabrics and devices. A comprehensive review by Kline et al. describes the current progress of EC fabric, challenges to be overcome, and potential applications.155 Moretti et al. also described in detail, in a more recent book chapter, how incorporating EC technology into a ‘‘smart’’ textile allows for textile-based wearable devices.159 The appli-cations could include both aesthetic devices such as shoes and carpets, and functional devices such as diagnostic devices that exhibit a colour change when abnormal blood sugar levels are detected. Unlike conventional in-organic EC materials, in-organic EC materials allow for solution processing and even ink-jet printing techniques for device fabrication. As such, EC devices can also be used directly in contact with the skin. In this regard, electronic skin that changes colour in response to strain, akin to human skin, has been demonstrated.156 This was accomplished by integrating a stretchable EC device with a strain sensor (Figure 1.9), resulting in a real-time visualization of strain on the electronic skin resulting from body movements.

1.4.5

Modulation of Microwave and Near-Infrared Radiation

Most applications of EC materials leverage changes within the visible region of the electromagnetic spectrum. However, EC materials may also be used to modulate radiation in the microwave and NIR regions which are not visible to the human eye.38,157All heated bodies emit black body radiation in the infrared region at room temperature (i.e. ‘‘thermal footprint’’), which can be detected via a thermal sensor. The modulation of NIR radiation is thus particularly useful as it can be used on military hardware to alter infrared signatures of vehicles and structures and thereby evade detection by en-emies’ infrared cameras. EC technology can also be embedded into a spacecraft to conserve heat energy when the spacecraft is facing away from the sun, and reflect and emit heat when facing the sun to prevent overheating.158

Figure 1.9 (a) (Top) Schematic illustration of the interactive colour-changeable system of a strain sensor and an EC device on hand skin. (Bottom) Circuit diagram of the integrated system. (b) (Top) Schematic illustration of the strain sensor with the nanocomposite of PVA/MWCNT/PEDOT:PSS on a PDMS substrate. (Right) Transmittance spectrum of the strain sensor in the visible wavelength range from 380 to 780 nm. The inset shows the transparency of the sensor. (Bottom left) Photograph of the skin-attached sensor on a finger joint. (c) (Top) Schematic illustration of the EC devices consisting of a polyaniline nanofiber/electrolyte/V2O5

with an ITO-coated PET film as an electrode. (Bottom) Colour gradient and photograph of the device with colour change from yellow to dark blue upon applied voltage.

Reproduced from ref. 156 with permission from the Royal Society of Chemistry.

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NIR-modulating EC devices may also be used to enhance the visibility of road signs and thermal cameras that are used to aid drivers when there is poor visibility. For example, EC devices based on conductive polymer PEDOT:tosylate have been demonstrated to modify the thermal signature by up to 10 1C (Figure 1.10).44

1.5

Conclusion

In this chapter, a broad overview of electrochromism, EC materials, their mechanisms, device structure and applications have been introduced briefly. More detailed descriptions of each area will be provided in the subsequent chapters. In conclusion, research in EC technologies has achieved significant breakthroughs over the decades. From the materials aspect, many classes of EC materials have been developed, ranging from traditional metal oxides to more recent organic polymers and small mol-ecules. The architectures of EC devices have also evolved from traditional multi-layered rigid devices to more recent flexible and printable EC devices. This thus opens up a myriad of opportunities for practical applications such as smart windows for greener buildings and vehicles, EC displays with lower energy consumption, anti-glare car rear-view mirrors for greater safety and smart eyewear for better UV-radiation protection. More innovations utilizing EC technologies include smart fabrics and textiles, electronic skin as well as devices that can modulate non-visible radiation for defence and safety purposes. Many of these technologies and applications have been com-mercialised and are available on the market. Although the field of EC ma-terials and their devices is still relatively young, we have witnessed its great potential to transform our everyday lives. It is envisaged that the EC tech-nologies will open up almost limitless, unimaginable possibilities in the near future.

Figure 1.10 Vertical EC PEDOT:Tos device in its reduced (left) and oxidized (right) states (referring to the PEDOT:Tos electrode facing towards the thermal camera), giving an effective temperature modulation of 6.31 1C (8.9 to 3.31 1C).

Reproduced from ref. 44 with permission from the Royal Society of Chemistry.

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